CHR Risk Flags
Consolidated view of every risk_flag row CHRhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 20-F/A · Mar 23, 2023 | PCAOB-tagged auditor in 20-F/A filed 2023-03-23 (accession 0001213900-23-022420) was 'Assentsure PAC.' (PCAOB Firm ID: 6783). Prior 20-F filed 2022-03-08 (accession 0001213900-22-010994) was 'Friedman LLP' (PCAOB Firm ID: 711). | view ↗ |
| Late Filing | high | NT 10-Q · May 12, 2020 | Form NT 10-Q filed 2020-05-12 (accession 0001213900-20-011786) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Delisting | medium | 25-NSE · Feb 14, 2025 | Form 25-NSE filed 2025-02-14 (accession 0001354457-25-000109) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Feb 18, 2020 | Form 25-NSE filed 2020-02-18 (accession 0001354457-20-000085) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 20-F · Mar 20, 2026 | PCAOB-tagged auditor in 20-F filed 2026-03-20 (accession 0001213900-26-032337) was 'Enrome LLP' (PCAOB Firm ID: 6907). Prior 20-F filed 2025-03-10 (accession 0001213900-25-021907) was 'Assentsure PAC.' (PCAOB Firm ID: 6783). | view ↗ |
Related on CHR
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.