CETY Risk Flags
Consolidated view of every risk_flag row CETYhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Mar 31, 2006 | Form NT 10-K filed 2006-03-31 (accession 0001329606-06-000004) notified the SEC of delayed 10-K filing for period ending 2005-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001493152-26-014127) notified the SEC of delayed 10-K filing for period ending 2025-12-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001493152-24-012470) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-17 (accession 0001493152-24-014897), 18 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001493152-23-010157) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001493152-23-012437), 17 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · May 14, 2020 | Form NT 10-K filed 2020-05-14 (accession 0001493152-20-008687) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-05-28 (accession 0001493152-20-009983), 59 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2018 | Form NT 10-K filed 2018-04-02 (accession 0001329606-18-000007) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-16 (accession 0001329606-18-000013), 16 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2017 | Form NT 10-K filed 2017-03-31 (accession 0001329606-17-000005) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-17 (accession 0001329606-17-000011), 17 days after the 2017-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2015 | Form NT 10-K filed 2015-03-31 (accession 0001504412-15-000065) notified the SEC of delayed 10-K filing for period ending 2014-12-31. Substantive filing landed 2015-04-28 (accession 0001504412-15-000104), 28 days after the 2015-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q/A · Nov 14, 2025 | Form NT 10-Q/A filed 2025-11-14 (accession 0001493152-25-023354) notified the SEC of delayed 10-Q/A filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001493152-25-024235), 5 days after the 2025-11-14 fili… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 13, 2025 | Form NT 10-Q filed 2025-11-13 (accession 0001493152-25-022231) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001493152-25-024235), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001641172-25-024120) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001641172-25-024721), 5 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001641172-25-011004) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-20 (accession 0001641172-25-011775), 5 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001641172-25-001784) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-14 (accession 0001641172-25-003950), 14 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001493152-24-046021) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001493152-24-046866), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0001493152-24-032475) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-19 (accession 0001493152-24-033050), 5 days after the 2024-08-14 filing d… | view ↗ |
| Auditor Change | low | 10-K/A · Jun 20, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-06-20 (accession 0001493152-24-024452) was 'TAAD, LLP' (PCAOB Firm ID: 5854). Prior 10-K/A filed 2024-06-20 (accession 0001493152-24-024454) was 'Fruci & Associates II, PLLC' (PCAOB Firm ID: 5525). | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001493152-24-019647) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001493152-24-020742), 5 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001493152-23-017531) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-22 (accession 0001493152-23-018534), 7 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2022 | Form NT 10-Q filed 2022-08-15 (accession 0001493152-22-022616) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-22 (accession 0001493152-22-023702), 8 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2022 | Form NT 10-K filed 2022-03-30 (accession 0001493152-22-008114) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-15 (accession 0001493152-22-010148), 15 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2021 | Form NT 10-Q filed 2021-11-15 (accession 0001493152-21-028754) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-17 (accession 0001493152-21-029027), 3 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2021 | Form NT 10-K filed 2021-03-31 (accession 0001493152-21-007326) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-15 (accession 0001493152-21-008856), 15 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 16, 2020 | Form NT 10-Q filed 2020-11-16 (accession 0001493152-20-021585) notified the SEC of delayed 10-Q filing for period ending 2020-09-30. Substantive filing landed 2020-11-23 (accession 0001493152-20-022241), 9 days after the 2020-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2019 | Form NT 10-Q filed 2019-08-14 (accession 0001493152-19-012400) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-19 (accession 0001493152-19-013020), 5 days after the 2019-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2019 | Form NT 10-K filed 2019-04-01 (accession 0001329606-19-000004) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-15 (accession 0001329606-19-000011), 15 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2018 | Form NT 10-Q filed 2018-08-14 (accession 0001329606-18-000028) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-20 (accession 0001329606-18-000033), 6 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2018 | Form NT 10-Q filed 2018-05-15 (accession 0001329606-18-000018) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-05-21 (accession 0001329606-18-000022), 6 days after the 2018-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2017 | Form NT 10-Q filed 2017-11-14 (accession 0001329606-17-000051) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-20 (accession 0001329606-17-000057), 6 days after the 2017-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2016 | Form NT 10-Q filed 2016-11-14 (accession 0001017110-16-000044) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-11-18 (accession 0001504412-16-000365), 4 days after the 2016-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2016 | Form NT 10-Q filed 2016-08-15 (accession 0001504412-16-000291) notified the SEC of delayed 10-Q filing for period ending 2016-06-30. Substantive filing landed 2016-08-22 (accession 0001504412-16-000303), 8 days after the 2016-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2016 | Form NT 10-Q filed 2016-05-16 (accession 0001504412-16-000252) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. Substantive filing landed 2016-05-23 (accession 0001504412-16-000262), 8 days after the 2016-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2016 | Form NT 10-K filed 2016-03-30 (accession 0001504412-16-000211) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-04-14 (accession 0001504412-16-000225), 15 days after the 2016-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 16, 2015 | Form NT 10-Q filed 2015-11-16 (accession 0001504412-15-000169) notified the SEC of delayed 10-Q filing for period ending 2015-09-30. Substantive filing landed 2015-11-23 (accession 0001504412-15-000180), 9 days after the 2015-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2014 | Form NT 10-K filed 2014-03-31 (accession 0001504412-14-000090) notified the SEC of delayed 10-K filing for period ending 2013-12-31. Substantive filing landed 2014-04-15 (accession 0001504412-14-000114), 15 days after the 2014-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2013 | Form NT 10-Q filed 2013-11-14 (accession 0001504412-13-000426) notified the SEC of delayed 10-Q filing for period ending 2013-09-30. Substantive filing landed 2013-11-19 (accession 0001504412-13-000452), 5 days after the 2013-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2013 | Form NT 10-Q filed 2013-08-14 (accession 0001558842-13-000006) notified the SEC of delayed 10-Q filing for period ending 2013-06-30. Substantive filing landed 2013-08-19 (accession 0001504412-13-000351), 5 days after the 2013-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2013 | Form NT 10-Q filed 2013-05-16 (accession 0001558842-13-000004) notified the SEC of delayed 10-Q filing for period ending 2013-03-31. Substantive filing landed 2013-05-20 (accession 0001504412-13-000228), 5 days after the 2013-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2012 | Form NT 10-K filed 2012-03-30 (accession 0001504412-12-000023) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-09 (accession 0001504412-12-000032), 10 days after the 2012-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2010 | Form NT 10-Q filed 2010-05-17 (accession 0001472037-10-000002) notified the SEC of delayed 10-Q filing for period ending 2010-03-31. Substantive filing landed 2010-05-24 (accession 0001365700-10-000007), 9 days after the 2010-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2010 | Form NT 10-K filed 2010-03-31 (accession 0001365700-10-000002) notified the SEC of delayed 10-K filing for period ending 2009-12-31. Substantive filing landed 2010-04-15 (accession 0001365700-10-000004), 15 days after the 2010-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 16, 2009 | Form NT 10-Q filed 2009-11-16 (accession 0001365700-09-000004) notified the SEC of delayed 10-Q filing for period ending 2009-09-30. Substantive filing landed 2009-11-20 (accession 0001365700-09-000007), 6 days after the 2009-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2009 | Form NT 10-K filed 2009-03-31 (accession 0001084966-09-000008) notified the SEC of delayed 10-K filing for period ending 2008-12-31. Substantive filing landed 2009-04-15 (accession 0001084966-09-000011), 15 days after the 2009-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Apr 2, 2007 | Form NT 10-K filed 2007-04-02 (accession 0001329606-07-000001) notified the SEC of delayed 10-K filing for period ending 2006-12-31. Substantive filing landed 2007-04-05 (accession 0001329606-07-000005), 5 days after the 2007-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2006 | Form NT 10-Q filed 2006-05-15 (accession 0001329606-06-000008) notified the SEC of delayed 10-Q filing for period ending 2006-03-31. Substantive filing landed 2006-05-17 (accession 0001329606-06-000009), 2 days after the 2006-05-15 filing d… | view ↗ |
Related on CETY
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.