CETI Risk Flags
Consolidated view of every risk_flag row CETIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001079973-24-001238) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-09-05 (accession 0001553350-24-000078), 22 days after the 2024-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2026 | Form NT 10-K filed 2026-03-30 (accession 0001079973-26-000380) notified the SEC of delayed 10-K filing for period ending 2025-12-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2025 | Form NT 10-Q filed 2025-08-15 (accession 0001079973-25-001328) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-15 (accession 0001079973-25-001330), 1 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2025 | Form NT 10-Q filed 2025-05-16 (accession 0001079973-25-000890) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-19 (accession 0001079973-25-000898), 4 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001079973-25-000560) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-14 (accession 0001079973-25-000641), 14 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001079973-24-001555) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-20 (accession 0001079973-24-001592), 6 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001079973-24-000718) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-21 (accession 0001079973-24-000798), 6 days after the 2024-05-15 filing d… | view ↗ |
| Auditor Change | low | 10-K · Apr 14, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-14 (accession 0001079973-25-000641) was 'Astra Audit & Advisory' (PCAOB Firm ID: 6920). Prior 10-K filed 2024-03-28 (accession 0001079973-24-000443) was 'Accell Audit & Compliance, P.C.' (PCAOB Fir… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001079973-23-001611) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001079973-23-001630), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2023 | Form NT 10-Q filed 2023-08-14 (accession 0001079973-23-001165) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-18 (accession 0001079973-23-001178), 4 days after the 2023-08-14 filing d… | view ↗ |
Related on CETI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.