CDIX Risk Flags
Consolidated view of every risk_flag row CDIXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · Nov 12, 2021 | Form NT 10-Q filed 2021-11-12 (accession 0001683168-21-005514) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2022-02-17 (accession 0001683168-22-001097), 95 days after the 2021-11-14 filing … | view ↗ |
| Late Filing | extreme | NT 10-Q/A · Aug 24, 2021 | Form NT 10-Q/A filed 2021-08-24 (accession 0001683168-21-003884) notified the SEC of delayed 10-Q/A filing for period ending 2021-06-30. Substantive filing landed 2022-02-17 (accession 0001683168-22-001097), 187 days after the 2021-08-14 fi… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 16, 2021 | Form NT 10-Q filed 2021-08-16 (accession 0001683168-21-003687) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2022-02-17 (accession 0001683168-22-001097), 187 days after the 2021-08-14 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 30, 2015 | Form NT 10-K filed 2015-03-30 (accession 0001019687-15-001134) notified the SEC of delayed 10-K filing for period ending 2014-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 14, 2014 | Form NT 10-Q filed 2014-05-14 (accession 0001019687-14-001858) notified the SEC of delayed 10-Q filing for period ending 2014-03-31. Substantive filing landed 2014-08-19 (accession 0001019687-14-003293), 96 days after the 2014-05-15 filing … | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 31, 2014 | Form NT 10-K filed 2014-03-31 (accession 0001019687-14-001148) notified the SEC of delayed 10-K filing for period ending 2013-12-31. Substantive filing landed 2014-08-19 (accession 0001019687-14-003292), 141 days after the 2014-03-31 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Apr 1, 2009 | Form NT 10-K filed 2009-04-01 (accession 0001019687-09-001167) notified the SEC of delayed 10-K filing for period ending 2008-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 15, 2008 | Form NT 10-Q filed 2008-05-15 (accession 0001019687-08-002194) notified the SEC of delayed 10-Q filing for period ending 2008-03-31. Substantive filing landed 2008-08-19 (accession 0001019687-08-003795), 96 days after the 2008-05-15 filing … | view ↗ |
| Late Filing | extreme | NT 10-K · Apr 1, 2008 | Form NT 10-K filed 2008-04-01 (accession 0001019687-08-001456) notified the SEC of delayed 10-K filing for period ending 2007-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 14, 2007 | Form NT 10-Q filed 2007-11-14 (accession 0001019687-07-003897) notified the SEC of delayed 10-Q filing for period ending 2007-09-30. Substantive filing landed 2008-08-19 (accession 0001019687-08-003795), 279 days after the 2007-11-14 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Apr 2, 2007 | Form NT 10-K filed 2007-04-02 (accession 0001019687-07-000898) notified the SEC of delayed 10-K filing for period ending 2006-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 9, 2006 | Form NT 10-Q filed 2006-08-09 (accession 0001019687-06-001846) notified the SEC of delayed 10-Q filing for period ending 2006-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 14, 2023 | Form NT 10-Q filed 2023-08-14 (accession 0001683168-23-005700) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-10-25 (accession 0001683168-23-007394), 72 days after the 2023-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 24, 2023 | Form NT 10-Q filed 2023-05-24 (accession 0001683168-23-003679) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-06-29 (accession 0001683168-23-004526), 45 days after the 2023-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 3, 2023 | Form NT 10-K filed 2023-04-03 (accession 0001683168-23-002111) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-06-06 (accession 0001683168-23-003943), 67 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2019 | Form NT 10-K filed 2019-04-01 (accession 0001683168-19-000878) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-16 (accession 0001683168-19-001079), 16 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2018 | Form NT 10-Q filed 2018-05-15 (accession 0001683168-18-001310) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-06-29 (accession 0001683168-18-001822), 45 days after the 2018-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 2, 2018 | Form NT 10-K filed 2018-04-02 (accession 0001683168-18-000845) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-17 (accession 0001683168-18-001031), 17 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 11, 2006 | Form NT 10-Q filed 2006-05-11 (accession 0001016193-06-000070) notified the SEC of delayed 10-Q filing for period ending 2006-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 29, 2006 | Form NT 10-K filed 2006-03-29 (accession 0001016193-06-000052) notified the SEC of delayed 10-K filing for period ending 2005-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Dec 21, 2000 | Form NT 10-K filed 2000-12-21 (accession 0001105241-00-000013) notified the SEC of delayed 10-K filing for period ending 2000-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Auditor Change | medium | 10-K · Mar 10, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-10 (accession 0001683168-26-001639) was 'GBQ Partners, LLC' (PCAOB Firm ID: 1808). Prior 10-K/A filed 2025-08-19 (accession 0001683168-25-006321) was 'Grassi & Co., CPAs, P.C.' (PCAOB Firm ID: 606)… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2020 | Form NT 10-K filed 2020-03-30 (accession 0001683168-20-000998) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-04-14 (accession 0001683168-20-001188), 15 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2019 | Form NT 10-Q filed 2019-11-14 (accession 0001683168-19-003582) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-19 (accession 0001683168-19-003745), 5 days after the 2019-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2019 | Form NT 10-Q filed 2019-08-14 (accession 0001683168-19-002588) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-20 (accession 0001683168-19-002706), 6 days after the 2019-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2019 | Form NT 10-Q filed 2019-05-15 (accession 0001683168-19-001527) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-20 (accession 0001683168-19-001656), 5 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2018 | Form NT 10-Q filed 2018-11-15 (accession 0001683168-18-003453) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001683168-18-003509), 5 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2018 | Form NT 10-Q filed 2018-08-14 (accession 0001683168-18-002335) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-20 (accession 0001683168-18-002431), 6 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2017 | Form NT 10-Q filed 2017-11-14 (accession 0001683168-17-003044) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-20 (accession 0001683168-17-003098), 6 days after the 2017-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2017 | Form NT 10-Q filed 2017-08-15 (accession 0001683168-17-002134) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-21 (accession 0001683168-17-002191), 7 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2017 | Form NT 10-K filed 2017-03-31 (accession 0001683168-17-000697) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-17 (accession 0001683168-17-000954), 17 days after the 2017-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2014 | Form NT 10-Q filed 2014-11-14 (accession 0001019687-14-004294) notified the SEC of delayed 10-Q filing for period ending 2014-09-30. Substantive filing landed 2014-11-19 (accession 0001019687-14-004376), 5 days after the 2014-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2012 | Form NT 10-Q filed 2012-08-15 (accession 0001019687-12-002822) notified the SEC of delayed 10-Q filing for period ending 2012-06-30. Substantive filing landed 2012-08-31 (accession 0001019687-12-003109), 17 days after the 2012-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 17, 2008 | Form NT 10-Q filed 2008-11-17 (accession 0001019687-08-005082) notified the SEC of delayed 10-Q filing for period ending 2008-09-30. Substantive filing landed 2008-11-19 (accession 0001019687-08-005149), 5 days after the 2008-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2008 | Form NT 10-Q filed 2008-08-14 (accession 0001019687-08-003595) notified the SEC of delayed 10-Q filing for period ending 2008-06-30. Substantive filing landed 2008-08-19 (accession 0001019687-08-003795), 5 days after the 2008-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001683168-25-006056) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001683168-25-006311), 5 days after the 2025-08-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Jun 6, 2023 | PCAOB-tagged auditor in 10-K filed 2023-06-06 (accession 0001683168-23-003943) was 'Grassi & Co., CPAs, P.C.' (PCAOB Firm ID: 606). Prior 10-K/A filed 2022-10-26 (accession 0001683168-22-007080) was 'Daszkal Bolton LLP' (PCAOB Firm ID: 229)… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2017 | Form NT 10-Q filed 2017-05-15 (accession 0001683168-17-001209) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-22 (accession 0001683168-17-001358), 7 days after the 2017-05-15 filing d… | view ↗ |
| Delisting | low | 15-12G · Mar 27, 2013 | Form 15-12G filed 2013-03-27 (accession 0001019687-13-000996) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 13, 2012 | Form NT 10-Q filed 2012-11-13 (accession 0001019687-12-003967) notified the SEC of delayed 10-Q filing for period ending 2012-09-30. Substantive filing landed 2012-11-19 (accession 0001019687-12-004174), 5 days after the 2012-11-14 filing d… | view ↗ |
Related on CDIX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.