CD Risk Flags
Consolidated view of every risk_flag row CDhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 20-F · May 2, 2022 | Form NT 20-F filed 2022-05-02 (accession 0001104659-22-054753) notified the SEC of delayed 20-F filing for period ending 2021-12-31. Substantive filing landed 2022-06-15 (accession 0001410578-22-001880), 46 days after the 2022-04-30 filing … | view ↗ |
| Late Filing | medium | NT 20-F · Apr 30, 2019 | Form NT 20-F filed 2019-04-30 (accession 0001144204-19-022512) notified the SEC of delayed 20-F filing for period ending 2018-12-31. Substantive filing landed 2019-06-28 (accession 0001144204-19-033031), 59 days after the 2019-04-30 filing … | view ↗ |
| Late Filing | medium | NT 20-F · May 1, 2017 | Form NT 20-F filed 2017-05-01 (accession 0001144204-17-023644) notified the SEC of delayed 20-F filing for period ending 2016-12-31. Substantive filing landed 2017-05-26 (accession 0001144204-17-029685), 26 days after the 2017-04-30 filing … | view ↗ |
| Auditor Change | low | 20-F · Apr 23, 2024 | PCAOB-tagged auditor in 20-F filed 2024-04-23 (accession 0001493152-24-015608) was 'Onestop Assurance PAC' (PCAOB Firm ID: 6732). Prior 20-F filed 2023-04-25 (accession 0001410578-23-000790) was 'Shanghai Perfect C.P.A Partnership' (PCAOB F… | view ↗ |
| Late Filing | low | NT 20-F · Apr 30, 2015 | Form NT 20-F filed 2015-04-30 (accession 0001104659-15-032497) notified the SEC of delayed 20-F filing for period ending 2014-12-31. Substantive filing landed 2015-05-15 (accession 0001104659-15-038725), 15 days after the 2015-04-30 filing … | view ↗ |
Related on CD
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.