CCL Risk Flags
Consolidated view of every risk_flag row CCLhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Oct 2, 2023 | Form 25-NSE filed 2023-10-02 (accession 0001143313-23-000076) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Nov 7, 2022 | Form 25-NSE filed 2022-11-07 (accession 0000876661-22-000953) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Feb 22, 2021 | Form 25-NSE filed 2021-02-22 (accession 0000876661-21-000244) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Nov 6, 2019 | Form 25-NSE filed 2019-11-06 (accession 0000876661-19-001112) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Jan 27, 2026 | PCAOB-tagged auditor in 10-K filed 2026-01-27 (accession 0000815097-26-000007) was 'PricewaterhouseCoopers LLP' (PCAOB Firm ID: 238). Prior 10-K filed 2025-01-27 (accession 0000815097-25-000007) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 3… | view ↗ |
| Auditor Change | low | 10-K · Jan 27, 2025 | PCAOB-tagged auditor in 10-K filed 2025-01-27 (accession 0000815097-25-000007) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). Prior 10-K filed 2024-01-26 (accession 0000815097-24-000011) was 'PricewaterhouseCoopers LLP' (PCAOB Firm ID: 23… | view ↗ |
Related on CCL
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.