CBRRF Risk Flags
Consolidated view of every risk_flag row CBRRFhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001104659-25-030665) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-06-20 (accession 0001213900-25-056165), 81 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001213900-26-038065) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-01 (accession 0001213900-26-038489), 1 days after the 2026-03-31 filing d… | view ↗ |
| Delisting | medium | 25-NSE · Apr 11, 2025 | Form 25-NSE filed 2025-04-11 (accession 0001354457-25-000316) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Sep 8, 2023 | Form 25-NSE filed 2023-09-08 (accession 0001354457-23-000645) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Jun 20, 2025 | PCAOB-tagged auditor in 10-K filed 2025-06-20 (accession 0001213900-25-056165) was 'RBSM LLP' (PCAOB Firm ID: 587). Prior 10-K filed 2024-03-29 (accession 0001410578-24-000350) was 'Frank, Rimerman + Co. LLP' (PCAOB Firm ID: 1596). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001104659-24-119260) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001410578-24-002039), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0001104659-24-089995) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-16 (accession 0001410578-24-001498), 2 days after the 2024-08-14 filing d… | view ↗ |
Related on CBRRF
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.