CBFV Risk Flags
Consolidated view of every risk_flag row CBFVhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 10, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-10 (accession 0001605301-23-000008) was 'FORVIS, LLP (formerly BKD, LLP)' (PCAOB Firm ID: 686). Prior 10-K filed 2022-03-11 (accession 0001605301-22-000008) was 'Baker Tilly US, LLP' (PCAOB Firm ID… | view ↗ |
| Late Filing | low | NT 10-Q · May 13, 2019 | Form NT 10-Q filed 2019-05-13 (accession 0001171843-19-003308) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-15 (accession 0001171843-19-003385), 0 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 9, 2018 | Form NT 10-Q filed 2018-08-09 (accession 0001171843-18-005939) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-14 (accession 0001171843-18-006073), 0 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 14, 2018 | Form NT 10-K filed 2018-03-14 (accession 0001171843-18-001949) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-03-28 (accession 0001171843-18-002336), 3 days before the 2018-03-31 filing … | view ↗ |
Related on CBFV
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.