CBAT Risk Flags
Consolidated view of every risk_flag row CBAThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Dec 30, 2005 | Form NT 10-K filed 2005-12-30 (accession 0001010549-05-000954) notified the SEC of delayed 10-K filing for period ending 2005-09-30. Substantive filing landed 2006-12-08 (accession 0001275287-06-006401), 344 days after the 2005-12-29 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 16, 2005 | Form NT 10-Q filed 2005-08-16 (accession 0001010549-05-000579) notified the SEC of delayed 10-Q filing for period ending 2005-06-30. Substantive filing landed 2006-02-22 (accession 0001275287-06-001031), 192 days after the 2005-08-14 filing… | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2004 | Form NT 10-K filed 2004-03-30 (accession 0001221508-04-000014) notified the SEC of delayed 10-K filing for period ending 2003-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-Q · May 11, 2026 | Form NT 10-Q filed 2026-05-11 (accession 0001213900-26-054502) notified the SEC of delayed 10-Q filing for period ending 2026-03-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-Q · Jun 29, 2020 | Form NT 10-Q filed 2020-06-29 (accession 0001213900-20-016057) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-07-02 (accession 0001213900-20-016586), 48 days after the 2020-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 29, 2019 | Form NT 10-K filed 2019-03-29 (accession 0001213900-19-005255) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-16 (accession 0001213900-19-006501), 16 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2018 | Form NT 10-K filed 2018-04-02 (accession 0001062993-18-001451) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-17 (accession 0001062993-18-001694), 17 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Dec 30, 2013 | Form NT 10-K filed 2013-12-30 (accession 0001062993-13-006491) notified the SEC of delayed 10-K filing for period ending 2013-09-30. Substantive filing landed 2014-01-14 (accession 0001062993-14-000200), 16 days after the 2013-12-29 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 16, 2026 | Form NT 10-K filed 2026-03-16 (accession 0001213900-26-028333) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-03-31 (accession 0001213900-26-036952), 0 days after the 2026-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 11, 2025 | Form NT 10-Q filed 2025-08-11 (accession 0001213900-25-074331) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-18 (accession 0001213900-25-077927), 4 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 12, 2025 | Form NT 10-Q filed 2025-05-12 (accession 0001213900-25-042009) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-19 (accession 0001213900-25-045435), 4 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 12, 2024 | Form NT 10-Q filed 2024-08-12 (accession 0001213900-24-067338) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-12 (accession 0001213900-24-067345), 2 days before the 2024-08-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 10, 2024 | Form NT 10-Q filed 2024-05-10 (accession 0001213900-24-041756) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-14 (accession 0001213900-24-042923), 1 days before the 2024-05-15 filing … | view ↗ |
| Auditor Change | low | 10-K/A · Apr 29, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-04-29 (accession 0001213900-24-036832) was 'ARK Pro CPA & Co' (PCAOB Firm ID: 3299). Prior 10-K filed 2023-04-14 (accession 0001213900-23-029933) was 'Centurion ZD CPA & Co.' (PCAOB Firm ID: 2769). | view ↗ |
| Late Filing | low | NT 10-Q · May 11, 2023 | Form NT 10-Q filed 2023-05-11 (accession 0001213900-23-038243) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-15 (accession 0001213900-23-039358), 0 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001213900-23-025524) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-14 (accession 0001213900-23-029933), 14 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2022 | Form NT 10-Q filed 2022-05-17 (accession 0001213900-22-027432) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-20 (accession 0001213900-22-028442), 5 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001213900-22-016750) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-15 (accession 0001213900-22-020107), 15 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2021 | Form NT 10-Q filed 2021-08-16 (accession 0001213900-21-043052) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-20 (accession 0001213900-21-043981), 6 days after the 2021-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2021 | Form NT 10-K filed 2021-03-31 (accession 0001213900-21-019017) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-13 (accession 0001213900-21-021294), 13 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2019 | Form NT 10-Q filed 2019-11-14 (accession 0001213900-19-023452) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-19 (accession 0001213900-19-024078), 5 days after the 2019-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2019 | Form NT 10-Q filed 2019-08-14 (accession 0001213900-19-015828) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-19 (accession 0001213900-19-016301), 5 days after the 2019-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2019 | Form NT 10-Q filed 2019-05-15 (accession 0001213900-19-008754) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-20 (accession 0001213900-19-009223), 5 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2018 | Form NT 10-Q filed 2018-11-14 (accession 0001062993-18-004622) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001062993-18-004753), 5 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2018 | Form NT 10-Q filed 2018-08-14 (accession 0001062993-18-003443) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-20 (accession 0001062993-18-003505), 6 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2018 | Form NT 10-Q filed 2018-05-15 (accession 0001062993-18-002199) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-05-21 (accession 0001062993-18-002334), 6 days after the 2018-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2017 | Form NT 10-Q filed 2017-11-14 (accession 0001062993-17-004921) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-20 (accession 0001062993-17-005041), 6 days after the 2017-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2017 | Form NT 10-Q filed 2017-08-14 (accession 0001062993-17-003770) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-21 (accession 0001062993-17-003910), 7 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2017 | Form NT 10-Q filed 2017-05-15 (accession 0001062993-17-002549) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-22 (accession 0001062993-17-002648), 7 days after the 2017-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Dec 29, 2016 | Form NT 10-K filed 2016-12-29 (accession 0001062993-16-012857) notified the SEC of delayed 10-K filing for period ending 2016-09-30. Substantive filing landed 2017-01-13 (accession 0001062993-17-000203), 15 days after the 2016-12-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2016 | Form NT 10-Q filed 2016-08-15 (accession 0001062993-16-011175) notified the SEC of delayed 10-Q filing for period ending 2016-06-30. Substantive filing landed 2016-08-22 (accession 0001062993-16-011265), 8 days after the 2016-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Dec 29, 2015 | Form NT 10-K filed 2015-12-29 (accession 0001062993-15-006849) notified the SEC of delayed 10-K filing for period ending 2015-12-29. Substantive filing landed 2016-01-13 (accession 0001062993-16-007059), 75 days before the 2016-03-28 filing… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2015 | Form NT 10-Q filed 2015-08-14 (accession 0001062993-15-004603) notified the SEC of delayed 10-Q filing for period ending 2015-06-30. Substantive filing landed 2015-08-19 (accession 0001062993-15-004689), 5 days after the 2015-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2015 | Form NT 10-Q filed 2015-05-15 (accession 0001062993-15-002822) notified the SEC of delayed 10-Q filing for period ending 2015-03-31. Substantive filing landed 2015-05-20 (accession 0001062993-15-002953), 5 days after the 2015-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Dec 29, 2014 | Form NT 10-K filed 2014-12-29 (accession 0001062993-14-007297) notified the SEC of delayed 10-K filing for period ending 2014-09-30. Substantive filing landed 2015-01-13 (accession 0001062993-15-000133), 15 days after the 2014-12-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2014 | Form NT 10-Q filed 2014-08-14 (accession 0001062993-14-004968) notified the SEC of delayed 10-Q filing for period ending 2014-06-30. Substantive filing landed 2014-08-19 (accession 0001062993-14-005089), 5 days after the 2014-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2014 | Form NT 10-Q filed 2014-05-15 (accession 0001062993-14-003007) notified the SEC of delayed 10-Q filing for period ending 2014-03-31. Substantive filing landed 2014-05-20 (accession 0001062993-14-003226), 5 days after the 2014-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2014 | Form NT 10-Q filed 2014-02-14 (accession 0001062993-14-000844) notified the SEC of delayed 10-Q filing for period ending 2013-12-31. Substantive filing landed 2014-02-19 (accession 0001062993-14-000961), 5 days after the 2014-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2013 | Form NT 10-Q filed 2013-08-14 (accession 0001062993-13-004174) notified the SEC of delayed 10-Q filing for period ending 2013-06-30. Substantive filing landed 2013-08-19 (accession 0001062993-13-004326), 5 days after the 2013-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2013 | Form NT 10-Q filed 2013-05-15 (accession 0001062993-13-002585) notified the SEC of delayed 10-Q filing for period ending 2013-03-31. Substantive filing landed 2013-05-20 (accession 0001062993-13-002697), 5 days after the 2013-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Dec 17, 2007 | Form NT 10-K filed 2007-12-17 (accession 0001144204-07-067821) notified the SEC of delayed 10-K filing for period ending 2007-09-30. Substantive filing landed 2007-12-19 (accession 0001144204-07-068207), 10 days before the 2007-12-29 filing… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2006 | Form NT 10-Q filed 2006-08-14 (accession 0001193125-06-171985) notified the SEC of delayed 10-Q filing for period ending 2006-06-30. Substantive filing landed 2006-08-22 (accession 0001193125-06-177328), 8 days after the 2006-08-14 filing d… | view ↗ |
Related on CBAT
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.