CBAN Risk Flags
Consolidated view of every risk_flag row CBANhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25 · Nov 15, 2024 | Form 25 filed 2024-11-15 (accession 0000711669-24-000131) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Auditor Change | low | 10-K · Mar 16, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-16 (accession 0000711669-23-000041) was 'Mauldin & Jenkins, LLC' (PCAOB Firm ID: 669). Prior 10-K filed 2022-03-18 (accession 0000711669-22-000057) was 'McNair, McLemore, Middlebrooks & Co., LLC' (… | view ↗ |
| Late Filing | low | NT 10-K · Mar 16, 2020 | Form NT 10-K filed 2020-03-16 (accession 0001437749-20-005340) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-03-30 (accession 0001437749-20-006546), 0 days after the 2020-03-30 filing d… | view ↗ |
Related on CBAN
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.