CATX Risk Flags
Consolidated view of every risk_flag row CATXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · May 15, 2006 | Form NT 10-Q filed 2006-05-15 (accession 0001144204-06-020385) notified the SEC of delayed 10-Q filing for period ending 2006-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Auditor Change | low | 10-K/A · Mar 28, 2025 | PCAOB-tagged auditor in 10-K/A filed 2025-03-28 (accession 0000950170-25-046758) was 'Assure CPA, LLC' (PCAOB Firm ID: 100). Prior 10-K filed 2024-03-28 (accession 0001437749-24-009696) was 'Assure CPA, LLC' (PCAOB Firm ID: 444). | view ↗ |
Related on CATX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.