CARM Risk Flags
Consolidated view of every risk_flag row CARMhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | high | 15-12G · Dec 29, 2025 | Form 15-12G (deregistration) filed 2025-12-29 (accession 0001104659-25-124513). Paired with Form 25 (delisting notice) filed 2025-12-15 (accession 0001104659-25-121109) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25 · Dec 15, 2025 | Form 25 (delisting notice) filed 2025-12-15 (accession 0001104659-25-121109). Paired with Form 15-12G (deregistration) filed 2025-12-29 (accession 0001104659-25-124513) within the 12-month going-dark window. | view ↗ |
| Auditor Change | low | 10-K · Apr 1, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-01 (accession 0001485003-24-000005) was 'KPMG LLP' (PCAOB Firm ID: 185). Prior 10-K filed 2023-02-28 (accession 0001485003-23-000090) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2017 | Form NT 10-Q filed 2017-11-15 (accession 0001485003-17-000140) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-17 (accession 0001485003-17-000145), 3 days after the 2017-11-14 filing d… | view ↗ |
Related on CARM
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.