BUKS Risk Flags
Consolidated view of every risk_flag row BUKShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Jul 25, 2001 | Form NT 10-K filed 2001-07-25 (accession 0000015847-01-500003) notified the SEC of delayed 10-K filing for period ending 2001-04-30. Substantive filing landed 2001-08-14 (accession 0000015847-01-500005), 16 days after the 2001-07-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Mar 15, 2001 | Form NT 10-Q filed 2001-03-15 (accession 0000015847-01-000001) notified the SEC of delayed 10-Q filing for period ending 2001-01-31. Substantive filing landed 2001-03-23 (accession 0000015847-01-000002), 6 days after the 2001-03-17 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Sep 14, 2000 | Form NT 10-Q filed 2000-09-14 (accession 0000015847-00-000018) notified the SEC of delayed 10-Q filing for period ending 2000-07-31. Substantive filing landed 2000-09-19 (accession 0000015847-00-000020), 5 days after the 2000-09-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Jul 27, 2000 | Form NT 10-K filed 2000-07-27 (accession 0000015847-00-000010) notified the SEC of delayed 10-K filing for period ending 2000-04-30. Substantive filing landed 2000-08-10 (accession 0000015847-00-000014), 12 days after the 2000-07-29 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Jul 29, 1999 | Form NT 10-K filed 1999-07-29 (accession 0000015847-99-000014) notified the SEC of delayed 10-K filing for period ending 1999-04-30. Substantive filing landed 1999-08-16 (accession 0000015847-99-000016), 18 days after the 1999-07-29 filing … | view ↗ |
| Auditor Change | low | 10-K/A · Aug 28, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-08-28 (accession 0001437749-24-027935) was 'RBSM LLP' (PCAOB Firm ID: 587). Prior 10-K filed 2023-07-31 (accession 0001437749-23-021098) was 'RBSM LLP' (PCAOB Firm ID: 87). | view ↗ |
| Auditor Change | low | 10-K · Jul 31, 2023 | PCAOB-tagged auditor in 10-K filed 2023-07-31 (accession 0001437749-23-021098) was 'RBSM LLP' (PCAOB Firm ID: 87). Prior 10-K filed 2022-07-15 (accession 0001437749-22-017184) was 'RBSM LLP' (PCAOB Firm ID: 587). | view ↗ |
| Late Filing | low | NT 10-Q · Sep 14, 1998 | Form NT 10-Q filed 1998-09-14 (accession 0000015847-98-000031) notified the SEC of delayed 10-Q filing for period ending 1998-07-31. Substantive filing landed 1998-09-18 (accession 0000015847-98-000033), 4 days after the 1998-09-14 filing d… | view ↗ |
Related on BUKS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.