BTMD Risk Flags
Consolidated view of every risk_flag row BTMDhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Jul 7, 2023 | Form 25-NSE filed 2023-07-07 (accession 0001354457-23-000475) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | medium | 10-K · Mar 29, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-29 (accession 0000950170-23-010664) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). Prior 10-K filed 2022-04-07 (accession 0001193125-22-097864) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Delisting | medium | 25-NSE · May 26, 2022 | Form 25-NSE filed 2022-05-26 (accession 0001354457-22-000320) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2022 | Form NT 10-Q filed 2022-05-16 (accession 0001193125-22-152031) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-23 (accession 0001193125-22-156540), 8 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001193125-22-092254) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-07 (accession 0001193125-22-097864), 7 days after the 2022-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2021 | Form NT 10-Q filed 2021-11-15 (accession 0001193125-21-329952) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-24 (accession 0001193125-21-340509), 10 days after the 2021-11-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2021 | Form NT 10-Q filed 2021-08-16 (accession 0001193125-21-247933) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-17 (accession 0001193125-21-249118), 3 days after the 2021-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2021 | Form NT 10-Q filed 2021-05-17 (accession 0001193125-21-163953) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-20 (accession 0001193125-21-167790), 5 days after the 2021-05-15 filing d… | view ↗ |
Related on BTMD
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.