BTM Risk Flags
Consolidated view of every risk_flag row BTMhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-Q · May 12, 2026 | Form NT 10-Q filed 2026-05-12 (accession 0001193125-26-219592) notified the SEC of delayed 10-Q filing for period ending 2026-03-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Auditor Change | medium | 10-K · Apr 15, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-15 (accession 0000950170-24-044405) was 'KPMG LLP' (PCAOB Firm ID: 185). Prior 10-K filed 2023-03-30 (accession 0001193125-23-085737) was 'GRANT THORNTON LLP' (PCAOB Firm ID: 248). | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0000950170-24-039538) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-15 (accession 0000950170-24-044405), 16 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 17, 2026 | Form NT 10-K filed 2026-03-17 (accession 0001193125-26-111217) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-03-18 (accession 0001193125-26-113938), 13 days before the 2026-03-31 filing… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0000950170-24-097495) notified the SEC of delayed 10-Q filing for period ending 2024-08-15. Substantive filing landed 2024-08-15 (accession 0000950170-24-097680), 45 days before the 2024-09-29 filing… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001193125-23-212934) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-18 (accession 0001193125-23-215951), 4 days after the 2023-08-14 filing d… | view ↗ |
Related on BTM
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.