BRTX Risk Flags
Consolidated view of every risk_flag row BRTXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Mar 31, 2020 | Form NT 10-K filed 2020-03-31 (accession 0001021771-20-000038) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2021-03-18 (accession 0001493152-21-006285), 353 days after the 2020-03-30 filing… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2024 | Form NT 10-Q filed 2024-05-16 (accession 0001021771-24-000130) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-06-11 (accession 0001493152-24-023481), 27 days after the 2024-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2021 | Form NT 10-K filed 2021-04-01 (accession 0001021771-21-000026) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-30 (accession 0001493152-21-010062), 30 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2012 | Form NT 10-K filed 2012-04-02 (accession 0001021771-12-000018) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-16 (accession 0001144204-12-021914), 17 days after the 2012-03-30 filing … | view ↗ |
| Auditor Change | low | 10-K/A · Nov 6, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-11-06 (accession 0001493152-24-043839) was 'Marcum LLP' (PCAOB Firm ID: 688). Prior 10-K filed 2023-03-27 (accession 0001493152-23-008960) was 'Marcum LLP' (PCAOB Firm ID: 711). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 17, 2015 | Form NT 10-Q filed 2015-11-17 (accession 0001021771-15-000078) notified the SEC of delayed 10-Q filing for period ending 2015-09-30. Substantive filing landed 2015-11-23 (accession 0001144204-15-067511), 9 days after the 2015-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2014 | Form NT 10-K filed 2014-04-01 (accession 0001021771-14-000016) notified the SEC of delayed 10-K filing for period ending 2013-12-31. Substantive filing landed 2014-04-11 (accession 0001144204-14-022141), 11 days after the 2014-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2013 | Form NT 10-Q filed 2013-11-15 (accession 0001021771-13-000062) notified the SEC of delayed 10-Q filing for period ending 2013-09-30. Substantive filing landed 2013-11-19 (accession 0001144204-13-063111), 5 days after the 2013-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2013 | Form NT 10-Q filed 2013-08-14 (accession 0001021771-13-000042) notified the SEC of delayed 10-Q filing for period ending 2013-06-30. Substantive filing landed 2013-08-19 (accession 0001144204-13-046897), 5 days after the 2013-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 2, 2013 | Form NT 10-K filed 2013-04-02 (accession 0001144204-13-019389) notified the SEC of delayed 10-K filing for period ending 2012-12-31. Substantive filing landed 2013-04-02 (accession 0001144204-13-019421), 2 days after the 2013-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2011 | Form NT 10-Q filed 2011-11-15 (accession 0001021771-11-000058) notified the SEC of delayed 10-Q filing for period ending 2011-11-15. Substantive filing landed 2011-11-21 (accession 0001144204-11-066243), 39 days before the 2011-12-30 filing… | view ↗ |
Related on BRTX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.