BLIS Risk Flags
Consolidated view of every risk_flag row BLIShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Sep 16, 2025 | Form NT 10-Q filed 2025-09-16 (accession 0001199835-25-000324) notified the SEC of delayed 10-Q filing for period ending 2025-07-31. Substantive filing landed 2025-10-09 (accession 0001199835-25-000342), 25 days after the 2025-09-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jul 29, 2025 | Form NT 10-K filed 2025-07-29 (accession 0001199835-25-000239) notified the SEC of delayed 10-K filing for period ending 2025-04-30. Substantive filing landed 2025-09-11 (accession 0001199835-25-000302), 44 days after the 2025-07-29 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Dec 16, 2024 | Form NT 10-Q filed 2024-12-16 (accession 0001199835-24-000549) notified the SEC of delayed 10-Q filing for period ending 2024-10-31. Substantive filing landed 2025-02-26 (accession 0001199835-25-000051), 73 days after the 2024-12-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Aug 1, 2023 | Form NT 10-K filed 2023-08-01 (accession 0001199835-23-000400) notified the SEC of delayed 10-K filing for period ending 2023-04-30. Substantive filing landed 2023-08-31 (accession 0001199835-23-000458), 33 days after the 2023-07-29 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jul 29, 2022 | Form NT 10-K filed 2022-07-29 (accession 0001199835-22-000424) notified the SEC of delayed 10-K filing for period ending 2022-04-30. Substantive filing landed 2022-08-15 (accession 0001199835-22-000488), 17 days after the 2022-07-29 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jul 30, 2019 | Form NT 10-K filed 2019-07-30 (accession 0001703625-19-000008) notified the SEC of delayed 10-K filing for period ending 2019-04-30. Substantive filing landed 2019-08-16 (accession 0001654954-19-009702), 18 days after the 2019-07-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Mar 17, 2025 | Form NT 10-Q filed 2025-03-17 (accession 0001199835-25-000069) notified the SEC of delayed 10-Q filing for period ending 2025-01-31. Substantive filing landed 2025-03-26 (accession 0001199835-25-000092), 9 days after the 2025-03-17 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Sep 16, 2024 | Form NT 10-Q filed 2024-09-16 (accession 0001199835-24-000419) notified the SEC of delayed 10-Q filing for period ending 2024-07-31. Substantive filing landed 2024-09-23 (accession 0001199835-24-000421), 9 days after the 2024-09-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Jul 30, 2024 | Form NT 10-K filed 2024-07-30 (accession 0001199835-24-000269) notified the SEC of delayed 10-K filing for period ending 2024-04-30. Substantive filing landed 2024-08-13 (accession 0001199835-24-000315), 15 days after the 2024-07-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Mar 18, 2024 | Form NT 10-Q filed 2024-03-18 (accession 0001199835-24-000112) notified the SEC of delayed 10-Q filing for period ending 2024-01-31. Substantive filing landed 2024-03-25 (accession 0001199835-24-000125), 9 days after the 2024-03-16 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Dec 15, 2023 | Form NT 10-Q filed 2023-12-15 (accession 0001199835-23-000606) notified the SEC of delayed 10-Q filing for period ending 2023-10-31. Substantive filing landed 2023-12-20 (accession 0001199835-23-000611), 5 days after the 2023-12-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Sep 14, 2023 | Form NT 10-Q filed 2023-09-14 (accession 0001199835-23-000484) notified the SEC of delayed 10-Q filing for period ending 2023-07-31. Substantive filing landed 2023-09-18 (accession 0001199835-23-000490), 4 days after the 2023-09-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Mar 17, 2023 | Form NT 10-Q filed 2023-03-17 (accession 0001199835-23-000145) notified the SEC of delayed 10-Q filing for period ending 2023-01-31. Substantive filing landed 2023-03-21 (accession 0001199835-23-000161), 4 days after the 2023-03-17 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Dec 15, 2022 | Form NT 10-Q filed 2022-12-15 (accession 0001199835-22-000785) notified the SEC of delayed 10-Q filing for period ending 2022-10-31. Substantive filing landed 2022-12-21 (accession 0001199835-22-000849), 6 days after the 2022-12-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Sep 14, 2022 | Form NT 10-Q filed 2022-09-14 (accession 0001199835-22-000545) notified the SEC of delayed 10-Q filing for period ending 2022-07-31. Substantive filing landed 2022-09-19 (accession 0001199835-22-000560), 5 days after the 2022-09-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Dec 16, 2021 | Form NT 10-Q filed 2021-12-16 (accession 0001199835-21-000749) notified the SEC of delayed 10-Q filing for period ending 2021-10-31. Substantive filing landed 2021-12-17 (accession 0001199835-21-000761), 2 days after the 2021-12-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Sep 15, 2021 | Form NT 10-Q filed 2021-09-15 (accession 0001199835-21-000573) notified the SEC of delayed 10-Q filing for period ending 2021-07-31. Substantive filing landed 2021-09-15 (accession 0001199835-21-000577), 1 days after the 2021-09-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Jul 29, 2021 | Form NT 10-K filed 2021-07-29 (accession 0001199835-21-000457) notified the SEC of delayed 10-K filing for period ending 2021-04-30. Substantive filing landed 2021-08-13 (accession 0001199835-21-000496), 15 days after the 2021-07-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Dec 16, 2020 | Form NT 10-Q filed 2020-12-16 (accession 0001654954-20-013584) notified the SEC of delayed 10-Q filing for period ending 2020-10-31. Substantive filing landed 2020-12-16 (accession 0001199835-20-000343), 1 days after the 2020-12-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Jul 29, 2020 | Form NT 10-K filed 2020-07-29 (accession 0001654954-20-008114) notified the SEC of delayed 10-K filing for period ending 2020-04-30. Substantive filing landed 2020-08-13 (accession 0001199835-20-000202), 15 days after the 2020-07-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Mar 16, 2020 | Form NT 10-Q filed 2020-03-16 (accession 0001654954-20-002693) notified the SEC of delayed 10-Q filing for period ending 2020-01-31. Substantive filing landed 2020-03-18 (accession 0001654954-20-002831), 2 days after the 2020-03-16 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Dec 16, 2019 | Form NT 10-Q filed 2019-12-16 (accession 0001654954-19-013956) notified the SEC of delayed 10-Q filing for period ending 2019-10-31. Substantive filing landed 2019-12-19 (accession 0001654954-19-014097), 4 days after the 2019-12-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Dec 17, 2018 | Form NT 10-Q filed 2018-12-17 (accession 0001703625-18-000023) notified the SEC of delayed 10-Q filing for period ending 2018-10-31. Substantive filing landed 2018-12-20 (accession 0001703625-18-000025), 5 days after the 2018-12-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Sep 14, 2018 | Form NT 10-Q filed 2018-09-14 (accession 0001703625-18-000019) notified the SEC of delayed 10-Q filing for period ending 2018-07-31. Substantive filing landed 2018-09-19 (accession 0001703625-18-000021), 5 days after the 2018-09-14 filing d… | view ↗ |
| Auditor Change | low | 10-K/A · Sep 19, 2025 | PCAOB-tagged auditor in 10-K/A filed 2025-09-19 (accession 0001199835-25-000330) was 'SALBERG & COMPANY, P.A.' (PCAOB Firm ID: 106). Prior 10-K filed 2024-08-13 (accession 0001199835-24-000315) was 'Astra Audit & Advisory, LLC' (PCAOB Firm … | view ↗ |
| Auditor Change | low | 10-K · Aug 13, 2024 | PCAOB-tagged auditor in 10-K filed 2024-08-13 (accession 0001199835-24-000315) was 'Astra Audit & Advisory, LLC' (PCAOB Firm ID: 6920). Prior 10-K/A filed 2023-09-07 (accession 0001199835-23-000466) was 'Accell Audit & Compliance, PA' (PCAO… | view ↗ |
| Late Filing | low | NT 10-K · Jul 27, 2018 | Form NT 10-K filed 2018-07-27 (accession 0001703625-18-000006) notified the SEC of delayed 10-K filing for period ending 2018-04-30. Substantive filing landed 2018-08-13 (accession 0001703625-18-000013), 15 days after the 2018-07-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Mar 20, 2018 | Form NT 10-Q filed 2018-03-20 (accession 0001703625-18-000002) notified the SEC of delayed 10-Q filing for period ending 2018-01-31. Substantive filing landed 2018-03-26 (accession 0001703625-18-000004), 9 days after the 2018-03-17 filing d… | view ↗ |
Related on BLIS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.