BLFS Risk Flags
Consolidated view of every risk_flag row BLFShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K · Apr 30, 2020 | Form NT 10-K filed 2020-04-30 (accession 0001437749-20-009023) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-05-15 (accession 0001437749-20-011046), 46 days after the 2020-03-30 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 3, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-03 (accession 0001628280-25-009511) was 'GRANT THORNTON LLP' (PCAOB Firm ID: 248). Prior 10-K filed 2024-02-29 (accession 0001628280-24-008061) was 'BDO USA, LLP' (PCAOB Firm ID: 243). | view ↗ |
| Late Filing | low | NT 10-Q · May 11, 2023 | Form NT 10-Q filed 2023-05-11 (accession 0001437749-23-013774) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-11 (accession 0001437749-23-013777), 4 days before the 2023-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 17, 2023 | Form NT 10-K filed 2023-03-17 (accession 0001437749-23-007049) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-03-31 (accession 0001437749-23-008875), 0 days after the 2023-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 2, 2022 | Form NT 10-K filed 2022-03-02 (accession 0001437749-22-004992) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-03-31 (accession 0001437749-22-007869), 0 days after the 2022-03-31 filing d… | view ↗ |
Related on BLFS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.