BIOF Risk Flags
Consolidated view of every risk_flag row BIOFhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K/A · Jul 24, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-07-24 (accession 0001493152-24-028893) was 'Assure CPA, LLC' (PCAOB Firm ID: 444). Prior 10-K filed 2023-03-31 (accession 0001493152-23-010103) was 'Prager Metis CPAs, LLC' (PCAOB Firm ID: 273). | view ↗ |
| Late Filing | high | NT 10-Q · Aug 14, 2018 | Form NT 10-Q filed 2018-08-14 (accession 0001493152-18-011750) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-09-27 (accession 0001493152-18-013810), 44 days after the 2018-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2014 | Form NT 10-K filed 2014-03-31 (accession 0001145443-14-000418) notified the SEC of delayed 10-K filing for period ending 2013-12-31. Substantive filing landed 2014-05-19 (accession 0001145443-14-000797), 49 days after the 2014-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2018 | Form NT 10-K filed 2018-03-30 (accession 0001493152-18-004193) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-18 (accession 0001493152-18-005383), 18 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2017 | Form NT 10-K filed 2017-03-31 (accession 0001493152-17-003136) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-17 (accession 0001493152-17-003969), 17 days after the 2017-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2016 | Form NT 10-K filed 2016-03-30 (accession 0001206774-16-005221) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-04-13 (accession 0001206774-16-005418), 14 days after the 2016-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2015 | Form NT 10-K filed 2015-03-30 (accession 0001145443-15-000474) notified the SEC of delayed 10-K filing for period ending 2014-12-31. Substantive filing landed 2015-04-14 (accession 0001145443-15-000559), 14 days after the 2015-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2014 | Form NT 10-Q filed 2014-05-15 (accession 0001145443-14-000779) notified the SEC of delayed 10-Q filing for period ending 2014-03-31. Substantive filing landed 2014-05-20 (accession 0001145443-14-000807), 5 days after the 2014-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2024 | Form NT 10-Q filed 2024-05-16 (accession 0001493152-24-020246) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001493152-24-020621), 5 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K/A · Apr 1, 2021 | Form NT 10-K/A filed 2021-04-01 (accession 0001493152-21-007588) notified the SEC of delayed 10-K/A filing for period ending 2020-12-31. Substantive filing landed 2021-04-06 (accession 0001493152-21-008113), 6 days after the 2021-03-31 fili… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2021 | Form NT 10-K filed 2021-03-31 (accession 0001493152-21-007328) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-06 (accession 0001493152-21-008113), 6 days after the 2021-03-31 filing d… | view ↗ |
| Delisting | low | 15-12G · Nov 13, 2018 | Form 15-12G filed 2018-11-13 (accession 0001493152-18-015713) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2013 | Form NT 10-Q filed 2013-11-14 (accession 0001145443-13-002160) notified the SEC of delayed 10-Q filing for period ending 2013-09-30. Substantive filing landed 2013-11-19 (accession 0001145443-13-002183), 5 days after the 2013-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2012 | Form NT 10-Q filed 2012-11-14 (accession 0001145443-12-001295) notified the SEC of delayed 10-Q filing for period ending 2012-09-30. Substantive filing landed 2012-11-16 (accession 0001145443-12-001307), 2 days after the 2012-11-14 filing d… | view ↗ |
Related on BIOF
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.