BFST Risk Flags
Consolidated view of every risk_flag row BFSThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 11-K · Jun 30, 2020 | Form NT 11-K filed 2020-06-30 (accession 0001437749-20-014203) notified the SEC of delayed 11-K filing for period ending 2019-12-31. Substantive filing landed 2021-06-29 (accession 0001437749-21-015916), 366 days after the 2020-06-28 filing… | view ↗ |
| Auditor Change | low | 10-K/A · May 1, 2023 | PCAOB-tagged auditor in 10-K/A filed 2023-05-01 (accession 0001437749-23-011803) was 'FORVIS, LLP' (PCAOB Firm ID: 686). Prior 10-K filed 2022-03-01 (accession 0001437749-22-004801) was 'Dixon Hughes Goodman LLP' (PCAOB Firm ID: 57). | view ↗ |
Related on BFST
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.