BFRI Risk Flags
Consolidated view of every risk_flag row BFRIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | low | 10-K · Mar 15, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-15 (accession 0001493152-24-010133) was 'Marcum LLP' (PCAOB Firm ID: 688). Prior 10-K filed 2023-03-13 (accession 0001493152-23-007472) was 'GRANT THORNTON LLP' (PCAOB Firm ID: 248). | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001493152-22-008869) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-11 (accession 0001493152-22-009519), 11 days after the 2022-03-31 filing … | view ↗ |
Related on BFRI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.