BELFA Risk Flags
Consolidated view of every risk_flag row BELFAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 10, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-10 (accession 0001437749-23-006172) was 'GRANT THORNTON LLP' (PCAOB Firm ID: 248). Prior 10-K filed 2022-03-14 (accession 0001437749-22-006139) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). | view ↗ |
| Late Filing | low | NT 10-K · Mar 16, 2005 | Form NT 10-K filed 2005-03-16 (accession 0001144204-05-007723) notified the SEC of delayed 10-K filing for period ending 2004-12-31. Substantive filing landed 2005-03-31 (accession 0001144204-05-009461), 0 days after the 2005-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2003 | Form NT 10-Q filed 2003-08-14 (accession 0001005150-03-001343) notified the SEC of delayed 10-Q filing for period ending 2003-06-30. Substantive filing landed 2003-08-18 (accession 0001005150-03-001366), 4 days after the 2003-08-14 filing d… | view ↗ |
Related on BELFA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.