BEEM Risk Flags
Consolidated view of every risk_flag row BEEMhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Apr 17, 2024 | Form 25-NSE filed 2024-04-17 (accession 0001354457-24-000269) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 28, 2024 | Form NT 10-K filed 2024-03-28 (accession 0001683168-24-001827) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-16 (accession 0001683168-24-002470), 17 days after the 2024-03-30 filing … | view ↗ |
| Auditor Change | medium | 10-K/A · May 1, 2023 | PCAOB-tagged auditor in 10-K/A filed 2023-05-01 (accession 0001683168-23-002822) was 'RSM US LLP' (PCAOB Firm ID: 49). Prior 10-K filed 2022-03-31 (accession 0001683168-22-002236) was 'SALBERG & COMPANY, P.A.' (PCAOB Firm ID: 106). | view ↗ |
| Late Filing | medium | NT 10-K · Apr 30, 2020 | Form NT 10-K filed 2020-04-30 (accession 0001683168-20-001359) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-05-05 (accession 0001683168-20-001389), 36 days after the 2020-03-30 filing … | view ↗ |
| Auditor Change | low | 10-K · Apr 9, 2026 | PCAOB-tagged auditor in 10-K filed 2026-04-09 (accession 0001437749-26-011890) was 'Marcum LLP' (PCAOB Firm ID: 199). Prior 10-K filed 2025-04-11 (accession 0001683168-25-002475) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001437749-26-010787) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-09 (accession 0001437749-26-011890), 9 days after the 2026-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001683168-25-002125) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-11 (accession 0001683168-25-002475), 11 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001683168-24-003515) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001683168-24-003678), 5 days after the 2024-05-15 filing d… | view ↗ |
| Auditor Change | low | 10-K/A · Apr 29, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-04-29 (accession 0001683168-24-002822) was 'Marcum LLP' (PCAOB Firm ID: 688). Prior 10-K/A filed 2023-05-01 (accession 0001683168-23-002822) was 'RSM US LLP' (PCAOB Firm ID: 49). | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2022 | Form NT 10-Q filed 2022-05-16 (accession 0001683168-22-003595) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-25 (accession 0001683168-22-003992), 10 days after the 2022-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001683168-21-002083) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-24 (accession 0001683168-21-002189), 9 days after the 2021-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2010 | Form NT 10-K filed 2010-03-31 (accession 0001019687-10-001219) notified the SEC of delayed 10-K filing for period ending 2009-12-31. Substantive filing landed 2010-04-12 (accession 0001165527-10-000280), 12 days after the 2010-03-31 filing … | view ↗ |
Related on BEEM
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.