BDCC Risk Flags
Consolidated view of every risk_flag row BDCChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-Q · Apr 14, 2026 | Form NT 10-Q filed 2026-04-14 (accession 0001477932-26-002175) notified the SEC of delayed 10-Q filing for period ending 2026-02-28. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-Q · Jan 14, 2026 | Form NT 10-Q filed 2026-01-14 (accession 0001477932-26-000200) notified the SEC of delayed 10-Q filing for period ending 2025-11-30. Substantive filing landed 2026-01-20 (accession 0001477932-26-000259), 6 days after the 2026-01-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Oct 15, 2025 | Form NT 10-Q filed 2025-10-15 (accession 0001477932-25-007571) notified the SEC of delayed 10-Q filing for period ending 2025-08-31. Substantive filing landed 2025-10-16 (accession 0001477932-25-007619), 1 days after the 2025-10-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Aug 29, 2025 | Form NT 10-K filed 2025-08-29 (accession 0001477932-25-006411) notified the SEC of delayed 10-K filing for period ending 2025-05-31. Substantive filing landed 2025-09-15 (accession 0001477932-25-006767), 17 days after the 2025-08-29 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Aug 29, 2016 | Form NT 10-K filed 2016-08-29 (accession 0000939802-16-000141) notified the SEC of delayed 10-K filing for period ending 2016-08-29. Substantive filing landed 2016-08-30 (accession 0000939802-16-000143), 89 days before the 2016-11-27 filing… | view ↗ |
| Late Filing | medium | NT 10-K · Aug 28, 2015 | Form NT 10-K filed 2015-08-28 (accession 0000939802-15-000047) notified the SEC of delayed 10-K filing for period ending 2015-05-31. Substantive filing landed 2015-09-02 (accession 0000939802-15-000049), 4 days after the 2015-08-29 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Apr 14, 2015 | Form NT 10-Q filed 2015-04-14 (accession 0000939802-15-000022) notified the SEC of delayed 10-Q filing for period ending 2015-02-28. Substantive filing landed 2015-04-15 (accession 0000939802-15-000024), 1 days after the 2015-04-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Jan 13, 2015 | Form NT 10-Q filed 2015-01-13 (accession 0000939802-15-000002) notified the SEC of delayed 10-Q filing for period ending 2014-11-30. Substantive filing landed 2015-01-20 (accession 0000939802-15-000006), 6 days after the 2015-01-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Aug 29, 2014 | Form NT 10-K filed 2014-08-29 (accession 0000939802-14-000075) notified the SEC of delayed 10-K filing for period ending 2014-05-31. Substantive filing landed 2014-09-09 (accession 0000939802-14-000078), 11 days after the 2014-08-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Apr 14, 2014 | Form NT 10-Q filed 2014-04-14 (accession 0000939802-14-000037) notified the SEC of delayed 10-Q filing for period ending 2014-02-28. Substantive filing landed 2014-04-17 (accession 0000939802-14-000039), 3 days after the 2014-04-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Jan 14, 2014 | Form NT 10-Q filed 2014-01-14 (accession 0000939802-14-000005) notified the SEC of delayed 10-Q filing for period ending 2013-11-30. Substantive filing landed 2014-01-21 (accession 0000939802-14-000008), 7 days after the 2014-01-14 filing d… | view ↗ |
| Auditor Change | low | 10-K/A · Sep 30, 2025 | PCAOB-tagged auditor in 10-K/A filed 2025-09-30 (accession 0001477932-25-007184) was 'Victor Mokuolu, CPA PLLC' (PCAOB Firm ID: 6771). Prior 10-K filed 2022-06-28 (accession 0001477932-22-004724) was 'Gries & Associates, LLC' (PCAOB Firm ID… | view ↗ |
| Late Filing | low | NT 10-Q · Apr 14, 2025 | Form NT 10-Q filed 2025-04-14 (accession 0001477932-25-002680) notified the SEC of delayed 10-Q filing for period ending 2025-02-28. Substantive filing landed 2025-04-23 (accession 0001477932-25-002903), 9 days after the 2025-04-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Jan 18, 2023 | Form NT 10-Q filed 2023-01-18 (accession 0001477932-23-000360) notified the SEC of delayed 10-Q filing for period ending 2022-11-30. Substantive filing landed 2023-01-23 (accession 0001477932-23-000471), 9 days after the 2023-01-14 filing d… | view ↗ |
| Delisting | low | 15-12G · Nov 15, 2019 | Form 15-12G filed 2019-11-15 (accession 0000939802-19-000040) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Late Filing | low | NT 10-K · Aug 28, 2013 | Form NT 10-K filed 2013-08-28 (accession 0000939802-13-000136) notified the SEC of delayed 10-K filing for period ending 2013-05-31. Substantive filing landed 2013-09-09 (accession 0000939802-13-000146), 11 days after the 2013-08-29 filing … | view ↗ |
| Late Filing | low | NT 10-K · Aug 30, 2012 | Form NT 10-K filed 2012-08-30 (accession 0000939802-12-000212) notified the SEC of delayed 10-K filing for period ending 2012-05-31. Substantive filing landed 2012-08-30 (accession 0000939802-12-000215), 1 days after the 2012-08-29 filing d… | view ↗ |
Related on BDCC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.