BB Risk Flags
Consolidated view of every risk_flag row BBhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25 · Oct 13, 2017 | Form 25 filed 2017-10-13 (accession 0001070235-17-000044) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Auditor Change | low | 10-K · Mar 31, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-31 (accession 0001070235-23-000054) was 'PricewaterhouseCoopers LLP' (PCAOB Firm ID: 271). Prior 10-K filed 2022-04-01 (accession 0001070235-22-000048) was 'Ernst & Young LLP' (PCAOB Firm ID: 1263)… | view ↗ |
Related on BB
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.