BASA Risk Flags
Consolidated view of every risk_flag row BASAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · May 15, 2018 | Form NT 10-Q filed 2018-05-15 (accession 0001553350-18-000570) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-08-29 (accession 0001553350-18-001005), 106 days after the 2018-05-15 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Apr 3, 2018 | Form NT 10-K filed 2018-04-03 (accession 0001553350-18-000291) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-07-17 (accession 0001553350-18-000813), 108 days after the 2018-03-31 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 15, 2017 | Form NT 10-Q filed 2017-05-15 (accession 0001553350-17-000599) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-10-26 (accession 0001553350-17-001138), 164 days after the 2017-05-15 filing… | view ↗ |
| Auditor Change | high | 10-K/A · May 10, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-05-10 (accession 0001079973-24-000677) was 'Hudgens CPA, PLLC' (PCAOB Firm ID: 6849). Prior 10-K/A filed 2023-05-16 (accession 0001079973-23-000738) was 'Cherry Bekaert LLP' (PCAOB Firm ID: 677). | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001079973-24-000463) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-15 (accession 0001079973-24-000548), 16 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001553350-23-000237) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-18 (accession 0001553350-23-000282), 18 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2017 | Form NT 10-K filed 2017-03-30 (accession 0001553350-17-000331) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-26 (accession 0001553350-17-000439), 26 days after the 2017-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2016 | Form NT 10-Q filed 2016-11-15 (accession 0001553350-16-002681) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-12-09 (accession 0001553350-16-002782), 25 days after the 2016-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2016 | Form NT 10-K filed 2016-03-30 (accession 0001553350-16-001794) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-04-15 (accession 0001553350-16-001903), 16 days after the 2016-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-K · Dec 29, 2010 | Form NT 10-K filed 2010-12-29 (accession 0001350071-10-000104) notified the SEC of delayed 10-K filing for period ending 2010-09-30. Substantive filing landed 2011-02-01 (accession 0001350071-11-000014), 34 days after the 2010-12-29 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001079973-26-000399) notified the SEC of delayed 10-K filing for period ending 2025-12-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 17, 2025 | Form NT 10-Q filed 2025-11-17 (accession 0001079973-25-001780) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-25 (accession 0001079973-25-001819), 11 days after the 2025-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001079973-25-001278) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001079973-25-001343), 5 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001079973-24-001547) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-18 (accession 0001079973-24-001566), 4 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001079973-24-000735) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-24 (accession 0001079973-24-000807), 9 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001079973-23-001597) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001079973-23-001629), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001079973-23-000700) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-23 (accession 0001079973-23-000775), 8 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2022 | Form NT 10-Q filed 2022-11-14 (accession 0001553350-22-000901) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001553350-22-000936), 7 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2022 | Form NT 10-Q filed 2022-08-15 (accession 0001553350-22-000685) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-16 (accession 0001553350-22-000690), 2 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2020 | Form NT 10-K filed 2020-03-30 (accession 0001553350-20-000269) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-04-06 (accession 0001553350-20-000299), 7 days after the 2020-03-30 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2019 | Form NT 10-Q filed 2019-08-14 (accession 0001553350-19-000835) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-19 (accession 0001553350-19-000860), 5 days after the 2019-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 17, 2018 | Form NT 10-Q filed 2018-08-17 (accession 0001553350-18-000970) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-29 (accession 0001553350-18-001005), 15 days after the 2018-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2016 | Form NT 10-Q filed 2016-05-16 (accession 0001553350-16-002055) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. Substantive filing landed 2016-05-23 (accession 0001553350-16-002085), 8 days after the 2016-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2015 | Form NT 10-Q filed 2015-11-16 (accession 0001553350-15-001248) notified the SEC of delayed 10-Q filing for period ending 2015-09-30. Substantive filing landed 2015-11-23 (accession 0001553350-15-001273), 9 days after the 2015-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2015 | Form NT 10-Q filed 2015-08-14 (accession 0001553350-15-000871) notified the SEC of delayed 10-Q filing for period ending 2015-06-30. Substantive filing landed 2015-08-19 (accession 0001553350-15-000904), 5 days after the 2015-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2015 | Form NT 10-Q filed 2015-05-15 (accession 0001553350-15-000500) notified the SEC of delayed 10-Q filing for period ending 2015-03-31. Substantive filing landed 2015-05-20 (accession 0001553350-15-000531), 5 days after the 2015-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 17, 2014 | Form NT 10-Q filed 2014-11-17 (accession 0001553350-14-001399) notified the SEC of delayed 10-Q filing for period ending 2014-09-30. Substantive filing landed 2014-11-19 (accession 0001553350-14-001422), 5 days after the 2014-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2014 | Form NT 10-Q filed 2014-08-15 (accession 0001553350-14-000952) notified the SEC of delayed 10-Q filing for period ending 2014-06-30. Substantive filing landed 2014-08-19 (accession 0001553350-14-000975), 5 days after the 2014-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2014 | Form NT 10-Q filed 2014-05-15 (accession 0001553350-14-000555) notified the SEC of delayed 10-Q filing for period ending 2014-03-31. Substantive filing landed 2014-05-20 (accession 0001553350-14-000580), 5 days after the 2014-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2014 | Form NT 10-K filed 2014-03-31 (accession 0001553350-14-000304) notified the SEC of delayed 10-K filing for period ending 2013-12-31. Substantive filing landed 2014-04-15 (accession 0001553350-14-000381), 15 days after the 2014-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2013 | Form NT 10-Q filed 2013-08-15 (accession 0001553350-13-000600) notified the SEC of delayed 10-Q filing for period ending 2013-06-30. Substantive filing landed 2013-08-19 (accession 0001553350-13-000620), 5 days after the 2013-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2012 | Form NT 10-Q filed 2012-08-15 (accession 0000943440-12-000907) notified the SEC of delayed 10-Q filing for period ending 2012-06-30. Substantive filing landed 2012-08-17 (accession 0000943440-12-000909), 3 days after the 2012-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2012 | Form NT 10-Q filed 2012-05-15 (accession 0000943440-12-000544) notified the SEC of delayed 10-Q filing for period ending 2012-03-31. Substantive filing landed 2012-05-21 (accession 0000943440-12-000577), 6 days after the 2012-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2012 | Form NT 10-K filed 2012-04-02 (accession 0000943440-12-000287) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-05 (accession 0000943440-12-000330), 6 days after the 2012-03-30 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2011 | Form NT 10-Q filed 2011-11-14 (accession 0000943440-11-000849) notified the SEC of delayed 10-Q filing for period ending 2011-09-30. Substantive filing landed 2011-11-18 (accession 0000943440-11-000885), 4 days after the 2011-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001553350-22-000278) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-15 (accession 0001553350-22-000337), 15 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2021 | Form NT 10-Q filed 2021-08-16 (accession 0001553350-21-000699) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-23 (accession 0001553350-21-000738), 9 days after the 2021-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2010 | Form NT 10-Q filed 2010-08-16 (accession 0001350071-10-000055) notified the SEC of delayed 10-Q filing for period ending 2010-06-30. Substantive filing landed 2010-08-23 (accession 0001350071-10-000062), 9 days after the 2010-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2010 | Form NT 10-Q filed 2010-05-17 (accession 0001448705-10-000005) notified the SEC of delayed 10-Q filing for period ending 2010-03-31. Substantive filing landed 2010-05-24 (accession 0001448705-10-000006), 9 days after the 2010-05-15 filing d… | view ↗ |
Related on BASA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.