BAOS Risk Flags
Consolidated view of every risk_flag row BAOShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 20-F · Apr 30, 2024 | Form NT 20-F filed 2024-04-30 (accession 0001104659-24-054916) notified the SEC of delayed 20-F filing for period ending 2023-12-31. Substantive filing landed 2024-05-15 (accession 0001410578-24-000864), 16 days after the 2024-04-29 filing … | view ↗ |
| Late Filing | medium | NT 20-F · May 2, 2022 | Form NT 20-F filed 2022-05-02 (accession 0001104659-22-054661) notified the SEC of delayed 20-F filing for period ending 2021-12-31. Substantive filing landed 2022-05-17 (accession 0001410578-22-001753), 17 days after the 2022-04-30 filing … | view ↗ |
| Auditor Change | low | 20-F · May 8, 2023 | PCAOB-tagged auditor in 20-F filed 2023-05-08 (accession 0001410578-23-000924) was 'Friedman LLP' (PCAOB Firm ID: 6781). Prior 20-F filed 2022-05-17 (accession 0001410578-22-001753) was 'Friedman LLP' (PCAOB Firm ID: 711). | view ↗ |
| Late Filing | low | NT 20-F · May 1, 2023 | Form NT 20-F filed 2023-05-01 (accession 0001104659-23-053549) notified the SEC of delayed 20-F filing for period ending 2023-05-01. Substantive filing landed 2023-05-08 (accession 0001410578-23-000924), 113 days before the 2023-08-29 filin… | view ↗ |
Related on BAOS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.