BANC Risk Flags
Consolidated view of every risk_flag row BANChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Nov 10, 2016 | Form NT 10-Q filed 2016-11-10 (accession 0000898822-16-000511) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2017-03-01 (accession 0001169770-17-000007), 107 days after the 2016-11-14 filing… | view ↗ |
| Delisting | medium | 25-NSE · Mar 15, 2022 | Form 25-NSE filed 2022-03-15 (accession 0000876661-22-000279) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Mar 15, 2021 | Form 25-NSE filed 2021-03-15 (accession 0000876661-21-000368) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Sep 17, 2018 | Form 25-NSE filed 2018-09-17 (accession 0000876661-18-000997) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Apr 25, 2016 | Form 25-NSE filed 2016-04-25 (accession 0000876661-16-000944) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Feb 27, 2026 | PCAOB-tagged auditor in 10-K filed 2026-02-27 (accession 0001628280-26-012946) was 'KPMG LLP' (PCAOB Firm ID: 185). Prior 10-K filed 2025-03-03 (accession 0001628280-25-009438) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). | view ↗ |
| Auditor Change | low | 10-K · Mar 3, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-03 (accession 0001628280-25-009438) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). Prior 10-K filed 2024-02-29 (accession 0001628280-24-007933) was 'KPMG LLP' (PCAOB Firm ID: 185). | view ↗ |
| Auditor Change | low | 10-K · Feb 29, 2024 | PCAOB-tagged auditor in 10-K filed 2024-02-29 (accession 0001628280-24-007933) was 'KPMG LLP' (PCAOB Firm ID: 185). Prior 10-K filed 2023-02-27 (accession 0001169770-23-000021) was 'Ernst & Young, LLP' (PCAOB Firm ID: 42). | view ↗ |
Related on BANC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.