BACK Risk Flags
Consolidated view of every risk_flag row BACKhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0001493152-24-032447) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-12-18 (accession 0001493152-24-050544), 126 days after the 2024-08-14 filing… | view ↗ |
| Delisting | high | 15-12G · Mar 31, 2026 | Form 15-12G (deregistration) filed 2026-03-31 (accession 0001493152-26-014258). Paired with Form 25-NSE (delisting notice) filed 2025-07-21 (accession 0001354457-25-000700) within the 12-month going-dark window. | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2025 | Form NT 10-Q filed 2025-11-14 (accession 0001493152-25-023626) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-12-17 (accession 0001493152-25-028190), 33 days after the 2025-11-14 filing … | view ↗ |
| Delisting | high | 25-NSE · Jul 21, 2025 | Form 25-NSE (delisting notice) filed 2025-07-21 (accession 0001354457-25-000700). Paired with Form 15-12G (deregistration) filed 2026-03-31 (accession 0001493152-26-014258) within the 12-month going-dark window. | view ↗ |
| Auditor Change | high | 10-K/A · Jun 30, 2025 | PCAOB-tagged auditor in 10-K/A filed 2025-06-30 (accession 0001641172-25-017216) was 'SALBERG & COMPANY, P.A' (PCAOB Firm ID: 106). Prior 10-K/A filed 2024-05-02 (accession 0001493152-24-017491) was 'Cherry Bekaert LLP' (PCAOB Firm ID: 677)… | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2025 | Form NT 10-Q filed 2025-05-16 (accession 0001641172-25-011259) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-06-30 (accession 0001641172-25-017193), 46 days after the 2025-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2024 | Form NT 10-Q filed 2024-11-15 (accession 0001493152-24-046275) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-12-18 (accession 0001493152-24-050544), 34 days after the 2024-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001493152-24-012336) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-16 (accession 0001493152-24-014857), 17 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001641172-25-001798) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001641172-25-004643), 15 days after the 2025-03-31 filing … | view ↗ |
| Delisting | medium | 25-NSE · Feb 9, 2024 | Form 25-NSE filed 2024-02-09 (accession 0001354457-24-000053) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001493152-23-040654) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-21 (accession 0001493152-23-042290), 7 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2023 | Form NT 10-Q filed 2023-08-14 (accession 0001493152-23-028346) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-21 (accession 0001493152-23-029636), 7 days after the 2023-08-14 filing d… | view ↗ |
| Auditor Change | medium | 10-K · Mar 31, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-31 (accession 0001493152-23-010385) was 'Cherry Bekaert LLP' (PCAOB Firm ID: 677). Prior 10-K filed 2022-04-14 (accession 0001493152-22-009946) was 'Daszkal Bolton LLP' (PCAOB Firm ID: 229). | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2019 | Form NT 10-K filed 2019-04-01 (accession 0000921895-19-000945) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-16 (accession 0001493152-19-005467), 16 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001493152-23-017070) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-19 (accession 0001493152-23-018358), 4 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001493152-22-008272) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-14 (accession 0001493152-22-009946), 14 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2019 | Form NT 10-Q filed 2019-08-14 (accession 0001493152-19-012596) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-19 (accession 0001493152-19-013023), 5 days after the 2019-08-14 filing d… | view ↗ |
Related on BACK
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.