AYTU Risk Flags
Consolidated view of every risk_flag row AYTUhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Sep 26, 2024 | PCAOB-tagged auditor in 10-K filed 2024-09-26 (accession 0001437749-24-030062) was 'GRANT THORNTON LLP' (PCAOB Firm ID: 248). Prior 10-K filed 2023-10-12 (accession 0001558370-23-016393) was 'Plante & Moran, PLLC' (PCAOB Firm ID: 166). | view ↗ |
| Late Filing | low | NT 10-K · Sep 29, 2023 | Form NT 10-K filed 2023-09-29 (accession 0001558370-23-016166) notified the SEC of delayed 10-K filing for period ending 2023-06-30. Substantive filing landed 2023-10-12 (accession 0001558370-23-016393), 14 days after the 2023-09-28 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Feb 15, 2023 | Form NT 10-Q filed 2023-02-15 (accession 0001104659-23-022422) notified the SEC of delayed 10-Q filing for period ending 2022-12-31. Substantive filing landed 2023-02-21 (accession 0001558370-23-001643), 7 days after the 2023-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Sep 28, 2020 | Form NT 10-K filed 2020-09-28 (accession 0001213900-20-028696) notified the SEC of delayed 10-K filing for period ending 2020-06-30. Substantive filing landed 2020-10-06 (accession 0001654954-20-010891), 8 days after the 2020-09-28 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2015 | Form NT 10-Q filed 2015-05-15 (accession 0001193125-15-189142) notified the SEC of delayed 10-Q filing for period ending 2015-03-31. Substantive filing landed 2015-05-19 (accession 0001193125-15-193527), 4 days after the 2015-05-15 filing d… | view ↗ |
Related on AYTU
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.