AXR Risk Flags
Consolidated view of every risk_flag row AXRhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K · Jul 31, 2001 | Form NT 10-K filed 2001-07-31 (accession 0000006207-01-500006) notified the SEC of delayed 10-K filing for period ending 2001-04-30. Substantive filing landed 2001-08-14 (accession 0000006207-01-500011), 16 days after the 2001-07-29 filing … | view ↗ |
| Auditor Change | low | 10-K · Jul 23, 2024 | PCAOB-tagged auditor in 10-K filed 2024-07-23 (accession 0001410578-24-001102) was 'Baker Tilly US, LLP' (PCAOB Firm ID: 23). Prior 10-K filed 2023-07-25 (accession 0001410578-23-001494) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-Q · Mar 17, 2003 | Form NT 10-Q filed 2003-03-17 (accession 0000006207-03-000003) notified the SEC of delayed 10-Q filing for period ending 2003-01-31. Substantive filing landed 2003-03-21 (accession 0000006207-03-000004), 4 days after the 2003-03-17 filing d… | view ↗ |
Related on AXR
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.