AXON Risk Flags
Consolidated view of every risk_flag row AXONhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K/A · May 7, 2025 | PCAOB-tagged auditor in 10-K/A filed 2025-05-07 (accession 0001069183-25-000075) was 'PricewaterhouseCoopers LLP' (PCAOB Firm ID: 238). Prior 10-K filed 2024-02-27 (accession 0001069183-24-000006) was 'GRANT THORNTON LLP' (PCAOB Firm ID: 24… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 10, 2016 | Form NT 10-Q filed 2016-08-10 (accession 0001069183-16-000213) notified the SEC of delayed 10-Q filing for period ending 2016-06-30. Substantive filing landed 2016-11-09 (accession 0001069183-16-000234), 87 days after the 2016-08-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 4, 2021 | Form NT 10-Q filed 2021-11-04 (accession 0001558370-21-014598) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-15 (accession 0001558370-21-016019), 1 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 1, 2017 | Form NT 10-K filed 2017-03-01 (accession 0001069183-17-000026) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-03-06 (accession 0001069183-17-000042), 25 days before the 2017-03-31 filing… | view ↗ |
| Late Filing | low | NT 10-K · Feb 29, 2016 | Form NT 10-K filed 2016-02-29 (accession 0001069183-16-000138) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-03-07 (accession 0001069183-16-000148), 23 days before the 2016-03-30 filing… | view ↗ |
Related on AXON
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.