AWCA Risk Flags
Consolidated view of every risk_flag row AWCAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · May 16, 2016 | Form NT 10-Q filed 2016-05-16 (accession 0001065949-16-000400) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Sep 29, 2008 | Form NT 10-K filed 2008-09-29 (accession 0001072588-08-000336) notified the SEC of delayed 10-K filing for period ending 2008-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 14, 2008 | Form NT 10-Q filed 2008-05-14 (accession 0001072588-08-000150) notified the SEC of delayed 10-Q filing for period ending 2008-03-31. Substantive filing landed 2008-11-19 (accession 0001072588-08-000402), 188 days after the 2008-05-15 filing… | view ↗ |
| Late Filing | high | NT 10-K · Sep 30, 2025 | Form NT 10-K filed 2025-09-30 (accession 0001493152-25-016367) notified the SEC of delayed 10-K filing for period ending 2025-06-30. Substantive filing landed 2025-11-14 (accession 0001493152-25-023545), 47 days after the 2025-09-28 filing … | view ↗ |
| Late Filing | high | NT 10-K · Sep 29, 2023 | Form NT 10-K filed 2023-09-29 (accession 0001493152-23-034899) notified the SEC of delayed 10-K filing for period ending 2023-06-30. Substantive filing landed 2023-10-17 (accession 0001493152-23-037411), 19 days after the 2023-09-28 filing … | view ↗ |
| Late Filing | high | NT 10-K · Sep 28, 2022 | Form NT 10-K filed 2022-09-28 (accession 0001493152-22-027065) notified the SEC of delayed 10-K filing for period ending 2022-06-30. Substantive filing landed 2022-11-04 (accession 0001493152-22-030675), 37 days after the 2022-09-28 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 17, 2015 | Form NT 10-Q filed 2015-11-17 (accession 0001065949-15-000280) notified the SEC of delayed 10-Q filing for period ending 2015-09-30. Substantive filing landed 2016-02-05 (accession 0001065949-16-000339), 83 days after the 2015-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Sep 30, 2013 | Form NT 10-K filed 2013-09-30 (accession 0001072588-13-000106) notified the SEC of delayed 10-K filing for period ending 2013-06-30. Substantive filing landed 2013-10-15 (accession 0001072588-13-000113), 17 days after the 2013-09-28 filing … | view ↗ |
| Late Filing | high | NT 10-K · Sep 28, 2012 | Form NT 10-K filed 2012-09-28 (accession 0001072588-12-000142) notified the SEC of delayed 10-K filing for period ending 2012-06-30. Substantive filing landed 2012-10-16 (accession 0001072588-12-000148), 18 days after the 2012-09-28 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2007 | Form NT 10-Q filed 2007-11-14 (accession 0001072588-07-000403) notified the SEC of delayed 10-Q filing for period ending 2007-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 13, 2006 | Form NT 10-Q filed 2006-11-13 (accession 0001065949-06-000156) notified the SEC of delayed 10-Q filing for period ending 2006-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2005 | Form NT 10-Q filed 2005-11-14 (accession 0001072588-05-000346) notified the SEC of delayed 10-Q filing for period ending 2005-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2000 | Form NT 10-Q filed 2000-11-14 (accession 0000912057-00-049762) notified the SEC of delayed 10-Q filing for period ending 2000-09-30. Substantive filing landed 2000-12-18 (accession 0000912057-00-053995), 34 days after the 2000-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Sep 28, 1999 | Form NT 10-K filed 1999-09-28 (accession 0001047469-99-036937) notified the SEC of delayed 10-K filing for period ending 1999-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 17, 2025 | Form NT 10-Q filed 2025-11-17 (accession 0001493152-25-023838) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001493152-25-024321), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2025 | Form NT 10-Q filed 2025-05-16 (accession 0001641172-25-011191) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-30 (accession 0001641172-25-013017), 15 days after the 2025-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 18, 2025 | Form NT 10-Q filed 2025-02-18 (accession 0001493152-25-007197) notified the SEC of delayed 10-Q filing for period ending 2024-12-31. Substantive filing landed 2025-02-26 (accession 0001493152-25-008365), 12 days after the 2025-02-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2024 | Form NT 10-Q filed 2024-11-15 (accession 0001493152-24-046327) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001493152-24-046775), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Oct 1, 2024 | Form NT 10-K filed 2024-10-01 (accession 0001493152-24-038965) notified the SEC of delayed 10-K filing for period ending 2024-06-30. Substantive filing landed 2024-10-11 (accession 0001493152-24-040958), 13 days after the 2024-09-28 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 15, 2024 | Form NT 10-Q filed 2024-02-15 (accession 0001493152-24-006872) notified the SEC of delayed 10-Q filing for period ending 2023-12-31. Substantive filing landed 2024-02-22 (accession 0001493152-24-007549), 8 days after the 2024-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001493152-23-017659) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-19 (accession 0001493152-23-018272), 4 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 15, 2023 | Form NT 10-Q filed 2023-02-15 (accession 0001493152-23-005145) notified the SEC of delayed 10-Q filing for period ending 2022-12-31. Substantive filing landed 2023-02-21 (accession 0001493152-23-005630), 7 days after the 2023-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2022 | Form NT 10-Q filed 2022-11-15 (accession 0001493152-22-032412) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001493152-22-033092), 7 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 16, 2016 | Form NT 10-Q filed 2016-02-16 (accession 0001065949-16-000345) notified the SEC of delayed 10-Q filing for period ending 2015-12-31. Substantive filing landed 2016-02-19 (accession 0001065949-16-000350), 5 days after the 2016-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2015 | Form NT 10-Q filed 2015-05-15 (accession 0001641516-15-000004) notified the SEC of delayed 10-Q filing for period ending 2015-03-31. Substantive filing landed 2015-05-27 (accession 0001641516-15-000009), 12 days after the 2015-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 13, 2014 | Form NT 10-Q filed 2014-11-13 (accession 0001072588-14-000110) notified the SEC of delayed 10-Q filing for period ending 2014-09-30. Substantive filing landed 2014-11-19 (accession 0001072588-14-000123), 5 days after the 2014-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Sep 29, 2014 | Form NT 10-K filed 2014-09-29 (accession 0001072588-14-000100) notified the SEC of delayed 10-K filing for period ending 2014-06-30. Substantive filing landed 2014-10-07 (accession 0001072588-14-000102), 9 days after the 2014-09-28 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2014 | Form NT 10-Q filed 2014-05-15 (accession 0001072588-14-000042) notified the SEC of delayed 10-Q filing for period ending 2014-03-31. Substantive filing landed 2014-05-22 (accession 0001072588-14-000055), 7 days after the 2014-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2013 | Form NT 10-Q filed 2013-11-14 (accession 0001072588-13-000124) notified the SEC of delayed 10-Q filing for period ending 2013-09-30. Substantive filing landed 2013-11-19 (accession 0001065949-13-000159), 5 days after the 2013-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2013 | Form NT 10-Q filed 2013-05-16 (accession 0001072588-13-000056) notified the SEC of delayed 10-Q filing for period ending 2013-03-31. Substantive filing landed 2013-05-20 (accession 0001072588-13-000058), 5 days after the 2013-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 14, 2013 | Form NT 10-Q filed 2013-02-14 (accession 0001072588-13-000013) notified the SEC of delayed 10-Q filing for period ending 2012-12-31. Substantive filing landed 2013-02-19 (accession 0001072588-13-000015), 5 days after the 2013-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2012 | Form NT 10-Q filed 2012-05-16 (accession 0001072588-12-000077) notified the SEC of delayed 10-Q filing for period ending 2012-03-31. Substantive filing landed 2012-05-17 (accession 0001072588-12-000081), 2 days after the 2012-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Sep 28, 2011 | Form NT 10-K filed 2011-09-28 (accession 0001072588-11-000195) notified the SEC of delayed 10-K filing for period ending 2011-06-30. Substantive filing landed 2011-10-12 (accession 0001065949-11-000190), 14 days after the 2011-09-28 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 11, 2011 | Form NT 10-Q filed 2011-02-11 (accession 0001072588-11-000025) notified the SEC of delayed 10-Q filing for period ending 2010-12-31. Substantive filing landed 2011-02-18 (accession 0001072588-11-000033), 4 days after the 2011-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2010 | Form NT 10-Q filed 2010-11-15 (accession 0001072588-10-000337) notified the SEC of delayed 10-Q filing for period ending 2010-09-30. Substantive filing landed 2010-11-22 (accession 0001072588-10-000369), 8 days after the 2010-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Sep 29, 2010 | Form NT 10-K filed 2010-09-29 (accession 0001072588-10-000271) notified the SEC of delayed 10-K filing for period ending 2010-06-30. Substantive filing landed 2010-10-12 (accession 0001072588-10-000282), 14 days after the 2010-09-28 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 17, 2010 | Form NT 10-Q filed 2010-05-17 (accession 0001072588-10-000126) notified the SEC of delayed 10-Q filing for period ending 2010-03-31. Substantive filing landed 2010-05-24 (accession 0001072588-10-000145), 9 days after the 2010-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 12, 2010 | Form NT 10-Q filed 2010-02-12 (accession 0001065949-10-000004) notified the SEC of delayed 10-Q filing for period ending 2009-12-31. Substantive filing landed 2010-02-17 (accession 0001072588-10-000039), 3 days after the 2010-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Sep 28, 2009 | Form NT 10-K filed 2009-09-28 (accession 0001072588-09-000381) notified the SEC of delayed 10-K filing for period ending 2009-06-30. Substantive filing landed 2009-10-13 (accession 0001072588-09-000393), 15 days after the 2009-09-28 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 12, 2008 | Form NT 10-Q filed 2008-11-12 (accession 0001072588-08-000376) notified the SEC of delayed 10-Q filing for period ending 2008-09-30. Substantive filing landed 2008-11-19 (accession 0001072588-08-000402), 5 days after the 2008-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Sep 29, 2000 | Form NT 10-K filed 2000-09-29 (accession 0000912057-00-043118) notified the SEC of delayed 10-K filing for period ending 2000-06-30. Substantive filing landed 2000-11-30 (accession 0000912057-00-051826), 63 days after the 2000-09-28 filing … | view ↗ |
| Auditor Change | low | 10-K/A · Jul 22, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-07-22 (accession 0001493152-24-028625) was 'Moore Belize LLP' (PCAOB Firm ID: 6999). Prior 10-K filed 2022-11-04 (accession 0001493152-22-030675) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5041). | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2022 | Form NT 10-Q filed 2022-02-14 (accession 0001493152-22-004464) notified the SEC of delayed 10-Q filing for period ending 2021-12-31. Substantive filing landed 2022-02-23 (accession 0001493152-22-005160), 9 days after the 2022-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 12, 2021 | Form NT 10-Q filed 2021-11-12 (accession 0001065949-21-000221) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-18 (accession 0001065949-21-000239), 4 days after the 2021-11-14 filing d… | view ↗ |
| Delisting | low | 15-12G · Aug 10, 2017 | Form 15-12G filed 2017-08-10 (accession 0001065949-17-000104) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
Related on AWCA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.