AVNI Risk Flags
Consolidated view of every risk_flag row AVNIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Mar 26, 2025 | Form NT 10-K filed 2025-03-26 (accession 0001713282-25-000239) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-07-17 (accession 0001713282-25-000574), 108 days after the 2025-03-31 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Nov 15, 2021 | Form NT 10-K filed 2021-11-15 (accession 0001607062-21-000530) notified the SEC of delayed 10-K filing for period ending 2021-09-30. Substantive filing landed 2022-04-21 (accession 0001607062-22-000298), 113 days after the 2021-12-29 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Apr 1, 2008 | Form NT 10-K filed 2008-04-01 (accession 0001062993-08-001397) notified the SEC of delayed 10-K filing for period ending 2007-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Apr 2, 2007 | Form NT 10-K filed 2007-04-02 (accession 0001062993-07-001156) notified the SEC of delayed 10-K filing for period ending 2006-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2025 | Form NT 10-Q filed 2025-11-14 (accession 0001713282-25-000810) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-12-01 (accession 0001713282-25-000825), 17 days after the 2025-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q/A · Nov 14, 2025 | Form NT 10-Q/A filed 2025-11-14 (accession 0001713282-25-000811) notified the SEC of delayed 10-Q/A filing for period ending 2025-09-30. Substantive filing landed 2025-12-01 (accession 0001713282-25-000825), 17 days after the 2025-11-14 fil… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2025 | Form NT 10-Q filed 2025-11-14 (accession 0001713282-25-000809) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-12-01 (accession 0001713282-25-000825), 17 days after the 2025-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2025 | Form NT 10-Q filed 2025-05-16 (accession 0001713282-25-000480) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-07-15 (accession 0001713282-25-000559), 61 days after the 2025-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001607062-23-000279) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-06-05 (accession 0001607062-23-000319), 21 days after the 2023-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001607062-23-000162) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001607062-23-000201), 17 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001607062-22-000224) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-21 (accession 0001607062-22-000298), 21 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2018 | Form NT 10-K filed 2018-03-30 (accession 0001607062-18-000101) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-16 (accession 0001607062-18-000119), 16 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Aug 14, 2006 | Form NT 10-Q filed 2006-08-14 (accession 0001183740-06-000166) notified the SEC of delayed 10-Q filing for period ending 2006-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2005 | Form NT 10-Q filed 2005-11-15 (accession 0001062993-05-002746) notified the SEC of delayed 10-Q filing for period ending 2005-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 14, 2002 | Form NT 10-Q filed 2002-08-14 (accession 0001096906-02-000578) notified the SEC of delayed 10-Q filing for period ending 2002-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2026 | Form NT 10-K filed 2026-03-30 (accession 0001713282-26-000068) notified the SEC of delayed 10-K filing for period ending 2025-12-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 12, 2024 | Form NT 10-Q filed 2024-11-12 (accession 0001713282-24-001279) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-26 (accession 0001713282-24-001369), 12 days after the 2024-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001713282-24-000902) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-21 (accession 0001713282-24-000945), 7 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 29, 2024 | Form NT 10-K filed 2024-03-29 (accession 0001607062-24-000105) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-05 (accession 0001607062-24-000118), 6 days after the 2024-03-30 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2023 | Form NT 10-Q filed 2023-08-14 (accession 0001607062-23-000403) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-17 (accession 0001607062-23-000410), 3 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2022 | Form NT 10-Q filed 2022-11-15 (accession 0001607062-22-000690) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-22 (accession 0001607062-22-000731), 8 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 12, 2022 | Form NT 10-Q filed 2022-08-12 (accession 0001607062-22-000496) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-22 (accession 0001607062-22-000534), 8 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2022 | Form NT 10-Q filed 2022-05-16 (accession 0001607062-22-000339) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-18 (accession 0001607062-22-000370), 3 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2021 | Form NT 10-Q filed 2021-11-15 (accession 0001607062-21-000531) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-22 (accession 0001607062-21-000548), 8 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 17, 2021 | Form NT 10-Q filed 2021-05-17 (accession 0001607062-21-000126) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-18 (accession 0001607062-21-000129), 3 days after the 2021-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2021 | Form NT 10-K filed 2021-04-01 (accession 0001607062-21-000071) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-09 (accession 0001607062-21-000080), 9 days after the 2021-03-31 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2020 | Form NT 10-Q filed 2020-08-14 (accession 0001607062-20-000225) notified the SEC of delayed 10-Q filing for period ending 2020-06-30. Substantive filing landed 2020-08-18 (accession 0001607062-20-000234), 4 days after the 2020-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2020 | Form NT 10-Q filed 2020-05-15 (accession 0001607062-20-000132) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-05-20 (accession 0001607062-20-000139), 5 days after the 2020-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2019 | Form NT 10-Q filed 2019-08-15 (accession 0001607062-19-000337) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-15 (accession 0001607062-19-000340), 1 days after the 2019-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2019 | Form NT 10-Q filed 2019-05-15 (accession 0001607062-19-000221) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-17 (accession 0001607062-19-000225), 2 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2019 | Form NT 10-K filed 2019-04-01 (accession 0001607062-19-000124) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-15 (accession 0001607062-19-000148), 15 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2018 | Form NT 10-Q filed 2018-11-15 (accession 0001607062-18-000413) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001607062-18-000428), 5 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2018 | Form NT 10-Q filed 2018-08-15 (accession 0001607062-18-000250) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-15 (accession 0001607062-18-000252), 1 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2017 | Form NT 10-K filed 2017-03-31 (accession 0001211524-17-000027) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-07 (accession 0001211524-17-000037), 7 days after the 2017-03-31 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2016 | Form NT 10-Q filed 2016-11-14 (accession 0001211524-16-000339) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-11-16 (accession 0001211524-16-000342), 2 days after the 2016-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2016 | Form NT 10-Q filed 2016-05-16 (accession 0001211524-16-000220) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. Substantive filing landed 2016-05-20 (accession 0001211524-16-000229), 5 days after the 2016-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2016 | Form NT 10-K filed 2016-03-30 (accession 0001211524-16-000195) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-04-14 (accession 0001211524-16-000201), 15 days after the 2016-03-30 filing … | view ↗ |
| Auditor Change | low | 10-K · Jul 17, 2025 | PCAOB-tagged auditor in 10-K filed 2025-07-17 (accession 0001713282-25-000574) was 'MICHAEL GILLESPIE & ASSOCIATES, PLLC' (PCAOB Firm ID: 6108). Prior 10-K filed 2024-04-05 (accession 0001607062-24-000118) was 'DAVIDSON & COMPANY LLP' (PCAO… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2015 | Form NT 10-Q filed 2015-08-14 (accession 0001211524-15-000104) notified the SEC of delayed 10-Q filing for period ending 2015-06-30. Substantive filing landed 2015-08-17 (accession 0001211524-15-000110), 3 days after the 2015-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2015 | Form NT 10-K filed 2015-03-30 (accession 0001211524-15-000026) notified the SEC of delayed 10-K filing for period ending 2014-12-31. Substantive filing landed 2015-04-10 (accession 0001211524-15-000034), 10 days after the 2015-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2012 | Form NT 10-K filed 2012-03-30 (accession 0001211524-12-000055) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-13 (accession 0001211524-12-000081), 14 days after the 2012-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2011 | Form NT 10-K filed 2011-03-31 (accession 0000949353-11-000076) notified the SEC of delayed 10-K filing for period ending 2010-12-31. Substantive filing landed 2011-04-06 (accession 0000949353-11-000088), 6 days after the 2011-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2010 | Form NT 10-K filed 2010-04-01 (accession 0001472375-10-000005) notified the SEC of delayed 10-K filing for period ending 2009-12-31. Substantive filing landed 2010-04-12 (accession 0001472375-10-000009), 12 days after the 2010-03-31 filing … | view ↗ |
Related on AVNI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.