AUUD Risk Flags
Consolidated view of every risk_flag row AUUDhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Feb 18, 2026 | Form 25-NSE filed 2026-02-18 (accession 0001354457-26-000197) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Mar 5, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-05 (accession 0001683168-25-001357) was 'Haynie & Company' (PCAOB Firm ID: 457). Prior 10-K filed 2024-04-01 (accession 0001683168-24-002035) was 'Daszkal Bolton LLP' (PCAOB Firm ID: 229). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2023 | Form NT 10-Q filed 2023-08-14 (accession 0001683168-23-005750) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-24 (accession 0001683168-23-006041), 10 days after the 2023-08-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001683168-23-003452) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-19 (accession 0001683168-23-003564), 4 days after the 2023-05-15 filing d… | view ↗ |
Related on AUUD
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.