AURX Risk Flags
Consolidated view of every risk_flag row AURXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001437749-24-010378) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-19 (accession 0001437749-24-012587), 20 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 13, 2019 | Form NT 10-Q filed 2019-11-13 (accession 0001437749-19-022692) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2020-01-31 (accession 0001437749-20-001481), 78 days after the 2019-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2019 | Form NT 10-K filed 2019-04-01 (accession 0001437749-19-006261) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-16 (accession 0001437749-19-007338), 16 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 2, 2018 | Form NT 10-K filed 2018-04-02 (accession 0001437749-18-005989) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-16 (accession 0001437749-18-006937), 16 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Aug 12, 2016 | Form NT 10-Q filed 2016-08-12 (accession 0001144204-16-118695) notified the SEC of delayed 10-Q filing for period ending 2016-06-30. Substantive filing landed 2016-10-24 (accession 0001144204-16-129030), 71 days after the 2016-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 17, 2016 | Form NT 10-Q filed 2016-05-17 (accession 0001144204-16-103091) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. Substantive filing landed 2016-10-24 (accession 0001144204-16-129030), 162 days after the 2016-05-15 filing… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2016 | Form NT 10-K filed 2016-03-31 (accession 0001144204-16-091924) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-10-24 (accession 0001144204-16-129029), 208 days after the 2016-03-30 filing… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001437749-25-010375) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-01 (accession 0001437749-25-010379), 1 days after the 2025-03-31 filing d… | view ↗ |
| Auditor Change | medium | 10-K · Apr 1, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-01 (accession 0001437749-25-010379) was 'MaloneBailey, LLP' (PCAOB Firm ID: 206). Prior 10-K filed 2024-04-19 (accession 0001437749-24-012587) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001437749-23-032113) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001437749-23-032632), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001437749-23-008848) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001437749-23-010351), 17 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2019 | Form NT 10-Q filed 2019-08-14 (accession 0001437749-19-016692) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-19 (accession 0001437749-19-017108), 5 days after the 2019-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2019 | Form NT 10-Q filed 2019-05-15 (accession 0001437749-19-009917) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-20 (accession 0001437749-19-010509), 5 days after the 2019-05-15 filing d… | view ↗ |
| Delisting | medium | 25-NSE · Feb 28, 2011 | Form 25-NSE filed 2011-02-28 (accession 0001143313-11-000018) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001437749-22-007868) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-15 (accession 0001437749-22-009050), 15 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2018 | Form NT 10-Q filed 2018-11-14 (accession 0001437749-18-020798) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-16 (accession 0001437749-18-021015), 2 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 9, 2007 | Form NT 10-Q filed 2007-11-09 (accession 0001144204-07-059441) notified the SEC of delayed 10-Q filing for period ending 2007-09-30. Substantive filing landed 2007-11-14 (accession 0001144204-07-061546), 0 days after the 2007-11-14 filing d… | view ↗ |
Related on AURX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.