ATON Risk Flags
Consolidated view of every risk_flag row ATONhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 20-F · Jul 31, 2019 | Form NT 20-F filed 2019-07-31 (accession 0001393905-19-000235) notified the SEC of delayed 20-F filing for period ending 2019-03-31. Substantive filing landed 2019-12-30 (accession 0001213900-19-027130), 154 days after the 2019-07-29 filing… | view ↗ |
| Late Filing | medium | NT 20-F · Aug 1, 2024 | Form NT 20-F filed 2024-08-01 (accession 0001171843-24-004296) notified the SEC of delayed 20-F filing for period ending 2024-03-31. Substantive filing landed 2024-08-14 (accession 0001171843-24-004800), 16 days after the 2024-07-29 filing … | view ↗ |
| Late Filing | medium | NT 20-F · Jul 31, 2020 | Form NT 20-F filed 2020-07-31 (accession 0001062993-20-003592) notified the SEC of delayed 20-F filing for period ending 2020-03-31. Substantive filing landed 2020-08-17 (accession 0001062993-20-004060), 19 days after the 2020-07-29 filing … | view ↗ |
| Auditor Change | low | 20-F · Jul 25, 2025 | PCAOB-tagged auditor in 20-F filed 2025-07-25 (accession 0001171843-25-004718) was 'CBIZ CPAs P.C.' (PCAOB Firm ID: 199). Prior 20-F filed 2024-08-14 (accession 0001171843-24-004800) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
Related on ATON
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.