ATHS Risk Flags
Consolidated view of every risk_flag row ATHShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | high | 15-12B · Jan 14, 2022 | Form 15-12B (deregistration) filed 2022-01-14 (accession 0001193125-22-009742). Paired with Form 25-NSE (delisting notice) filed 2022-01-03 (accession 0000876661-22-000008) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · Jan 3, 2022 | Form 25-NSE (delisting notice) filed 2022-01-03 (accession 0000876661-22-000008). Paired with Form 15-12B (deregistration) filed 2022-01-14 (accession 0001193125-22-009742) within the 12-month going-dark window. | view ↗ |
| Delisting | medium | 25-NSE · Jun 30, 2025 | Form 25-NSE filed 2025-06-30 (accession 0000876661-25-000467) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Feb 24, 2025 | PCAOB-tagged auditor in 10-K filed 2025-02-24 (accession 0001527469-25-000016) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). Prior 10-K filed 2024-02-27 (accession 0001527469-24-000021) was 'PricewaterhouseCoopers LLP' (PCAOB Firm ID: 23… | view ↗ |
Related on ATHS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.