ATDS Risk Flags
Consolidated view of every risk_flag row ATDShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · Nov 13, 2002 | Form NT 10-Q filed 2002-11-13 (accession 0001068689-02-000039) notified the SEC of delayed 10-Q filing for period ending 2002-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 14, 2002 | Form NT 10-Q filed 2002-08-14 (accession 0001068689-02-000033) notified the SEC of delayed 10-Q filing for period ending 2002-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 14, 2002 | Form NT 10-Q filed 2002-05-14 (accession 0001068689-02-000028) notified the SEC of delayed 10-Q filing for period ending 2002-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 29, 2002 | Form NT 10-K filed 2002-03-29 (accession 0001068689-02-000008) notified the SEC of delayed 10-K filing for period ending 2001-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 15, 2001 | Form NT 10-Q filed 2001-08-15 (accession 0000950152-01-503998) notified the SEC of delayed 10-Q filing for period ending 2001-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001493152-26-014175) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-16 (accession 0001493152-26-016943), 16 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001641172-25-010931) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-06-23 (accession 0001641172-25-016117), 39 days after the 2025-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001641172-25-001737) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-06-16 (accession 0001641172-25-015290), 77 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001493152-24-012348) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-17 (accession 0001493152-24-014964), 18 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2001 | Form NT 10-Q filed 2001-05-15 (accession 0000950152-01-502006) notified the SEC of delayed 10-Q filing for period ending 2001-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2001 | Form NT 10-K filed 2001-03-30 (accession 0000950152-01-001996) notified the SEC of delayed 10-K filing for period ending 2000-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2020 | Form NT 10-K filed 2020-03-30 (accession 0001493152-20-004971) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-04-17 (accession 0001493152-20-006607), 18 days after the 2020-03-30 filing … | view ↗ |
| Auditor Change | low | 10-K · Apr 16, 2026 | PCAOB-tagged auditor in 10-K filed 2026-04-16 (accession 0001493152-26-016943) was 'HTL International, LLC' (PCAOB Firm ID: 7000). Prior 10-K/A filed 2025-06-17 (accession 0001641172-25-015309) was 'TPS Thayer, LLC' (PCAOB Firm ID: 6706). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001493152-23-041362) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001493152-23-041944), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2022 | Form NT 10-Q filed 2022-05-17 (accession 0001493152-22-014060) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-17 (accession 0001493152-22-014062), 2 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2019 | Form NT 10-K filed 2019-04-01 (accession 0001493152-19-004307) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-12 (accession 0001493152-19-005187), 12 days after the 2019-03-31 filing … | view ↗ |
| Delisting | low | 15-12G · May 19, 2008 | Form 15-12G filed 2008-05-19 (accession 0001165527-08-000282) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
Related on ATDS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.