ASYS Risk Flags
Consolidated view of every risk_flag row ASYShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Feb 15, 2005 | Form NT 10-Q filed 2005-02-15 (accession 0000950153-05-000292) notified the SEC of delayed 10-Q filing for period ending 2004-12-31. Substantive filing landed 2005-05-16 (accession 0001193125-05-109010), 91 days after the 2005-02-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jan 2, 2002 | Form NT 10-K filed 2002-01-02 (accession 0000950123-01-509671) notified the SEC of delayed 10-K filing for period ending 2001-09-30. Substantive filing landed 2002-12-31 (accession 0000950147-02-001660), 367 days after the 2001-12-29 filing… | view ↗ |
| Auditor Change | medium | 10-K · Dec 10, 2025 | PCAOB-tagged auditor in 10-K filed 2025-12-10 (accession 0001193125-25-314147) was 'KPMG LLP' (PCAOB Firm ID: 185). Prior 10-K filed 2024-12-12 (accession 0000950170-24-135825) was 'GRANT THORNTON LLP' (PCAOB Firm ID: 248). | view ↗ |
| Late Filing | medium | NT 10-K · Dec 29, 1995 | Form NT 10-K filed 1995-12-29 (accession 0000950147-95-000221) notified the SEC of delayed 10-K filing for period ending 1995-09-30. Substantive filing landed 1996-01-16 (accession 0000950147-96-000016), 18 days after the 1995-12-29 filing … | view ↗ |
| Auditor Change | low | 10-K · Dec 14, 2023 | PCAOB-tagged auditor in 10-K filed 2023-12-14 (accession 0000950170-23-070422) was 'MAYER HOFFMAN MCCANN P.C' (PCAOB Firm ID: 248). Prior 10-K filed 2022-11-30 (accession 0000950170-22-025872) was 'MAYER HOFFMAN MCCANN P.C' (PCAOB Firm ID: … | view ↗ |
| Late Filing | low | NT 10-K/A · Jan 3, 2005 | Form NT 10-K/A filed 2005-01-03 (accession 0000950124-05-000005) notified the SEC of delayed 10-K/A filing for period ending 2004-09-30. Substantive filing landed 2005-01-13 (accession 0000950153-05-000050), 15 days after the 2004-12-29 fil… | view ↗ |
| Late Filing | low | NT 10-K · Dec 30, 2004 | Form NT 10-K filed 2004-12-30 (accession 0000950124-04-006472) notified the SEC of delayed 10-K filing for period ending 2004-09-30. Substantive filing landed 2005-01-13 (accession 0000950153-05-000050), 15 days after the 2004-12-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2003 | Form NT 10-Q filed 2003-08-15 (accession 0000950153-03-001637) notified the SEC of delayed 10-Q filing for period ending 2003-06-30. Substantive filing landed 2003-08-20 (accession 0000950153-03-001652), 6 days after the 2003-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Dec 31, 2002 | Form NT 10-K filed 2002-12-31 (accession 0000950147-02-001659) notified the SEC of delayed 10-K filing for period ending 2002-09-30. Substantive filing landed 2002-12-31 (accession 0000950147-02-001660), 2 days after the 2002-12-29 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 15, 2000 | Form NT 10-Q filed 2000-02-15 (accession 0001076542-00-000045) notified the SEC of delayed 10-Q filing for period ending 1999-12-31. Substantive filing landed 2000-02-15 (accession 0001076542-00-000047), 1 days after the 2000-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 1997 | Form NT 10-Q filed 1997-08-14 (accession 0000950147-97-000557) notified the SEC of delayed 10-Q filing for period ending 1997-06-30. Substantive filing landed 1997-08-19 (accession 0000950147-97-000569), 5 days after the 1997-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 1996 | Form NT 10-Q filed 1996-05-15 (accession 0000950147-96-000189) notified the SEC of delayed 10-Q filing for period ending 1996-03-31. Substantive filing landed 1996-05-21 (accession 0000950147-96-000204), 6 days after the 1996-05-15 filing d… | view ↗ |
Related on ASYS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.