ASTH Risk Flags
Consolidated view of every risk_flag row ASTHhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Mar 27, 2008 | Form NT 10-K filed 2008-03-27 (accession 0001016295-08-000039) notified the SEC of delayed 10-K filing for period ending 2007-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2007 | Form NT 10-Q filed 2007-11-14 (accession 0001016295-07-000080) notified the SEC of delayed 10-Q filing for period ending 2007-09-30. Substantive filing landed 2008-05-20 (accession 0001016295-08-000082), 188 days after the 2007-11-14 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 13, 2007 | Form NT 10-Q filed 2007-08-13 (accession 0001016295-07-000047) notified the SEC of delayed 10-Q filing for period ending 2007-06-30. Substantive filing landed 2008-05-20 (accession 0001016295-08-000082), 280 days after the 2007-08-14 filing… | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2007 | Form NT 10-Q filed 2007-05-15 (accession 0001016295-07-000031) notified the SEC of delayed 10-Q filing for period ending 2007-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2006 | Form NT 10-K filed 2006-03-31 (accession 0001016295-06-000058) notified the SEC of delayed 10-K filing for period ending 2005-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Auditor Change | medium | 10-K/A · Aug 9, 2023 | PCAOB-tagged auditor in 10-K/A filed 2023-08-09 (accession 0001628280-23-028675) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). Prior 10-K filed 2022-02-28 (accession 0001628280-22-004291) was 'BDO USA, LLP' (PCAOB Firm ID: 243). | view ↗ |
| Late Filing | medium | NT 10-K · Apr 30, 2009 | Form NT 10-K filed 2009-04-30 (accession 0001144204-09-023093) notified the SEC of delayed 10-K filing for period ending 2009-01-31. Substantive filing landed 2009-05-18 (accession 0001144204-09-028013), 17 days after the 2009-05-01 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2005 | Form NT 10-Q filed 2005-08-15 (accession 0001016295-05-000065) notified the SEC of delayed 10-Q filing for period ending 2005-06-30. Substantive filing landed 2005-11-10 (accession 0001016295-05-000087), 88 days after the 2005-08-14 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 2, 2026 | Form NT 10-K filed 2026-03-02 (accession 0001104659-26-021947) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-03-12 (accession 0001193125-26-103128), 19 days before the 2026-03-31 filing… | view ↗ |
| Late Filing | low | NT 10-K · Feb 27, 2025 | Form NT 10-K filed 2025-02-27 (accession 0001104659-25-018269) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-03-14 (accession 0000950170-25-039122), 17 days before the 2025-03-31 filing… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 17, 2015 | Form NT 10-Q filed 2015-08-17 (accession 0001144204-15-050249) notified the SEC of delayed 10-Q filing for period ending 2015-06-30. Substantive filing landed 2015-08-19 (accession 0001144204-15-050797), 5 days after the 2015-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 29, 2015 | Form NT 10-K filed 2015-06-29 (accession 0001144204-15-039626) notified the SEC of delayed 10-K filing for period ending 2015-03-31. Substantive filing landed 2015-07-14 (accession 0001144204-15-042438), 15 days after the 2015-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Feb 17, 2015 | Form NT 10-Q filed 2015-02-17 (accession 0001144204-15-009297) notified the SEC of delayed 10-Q filing for period ending 2014-12-31. Substantive filing landed 2015-02-23 (accession 0001144204-15-011420), 9 days after the 2015-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · May 2, 2014 | Form NT 10-K filed 2014-05-02 (accession 0001144204-14-027046) notified the SEC of delayed 10-K filing for period ending 2014-01-31. Substantive filing landed 2014-05-08 (accession 0001144204-14-028378), 7 days after the 2014-05-01 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Dec 16, 2013 | Form NT 10-Q filed 2013-12-16 (accession 0001144204-13-067355) notified the SEC of delayed 10-Q filing for period ending 2013-10-31. Substantive filing landed 2013-12-20 (accession 0001144204-13-068393), 5 days after the 2013-12-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Jun 14, 2012 | Form NT 10-Q filed 2012-06-14 (accession 0001144204-12-034743) notified the SEC of delayed 10-Q filing for period ending 2012-04-30. Substantive filing landed 2012-06-19 (accession 0001144204-12-035423), 5 days after the 2012-06-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 30, 2012 | Form NT 10-K filed 2012-04-30 (accession 0001144204-12-024629) notified the SEC of delayed 10-K filing for period ending 2012-01-31. Substantive filing landed 2012-05-15 (accession 0001144204-12-029578), 15 days after the 2012-04-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Jun 14, 2011 | Form NT 10-Q filed 2011-06-14 (accession 0001144204-11-035651) notified the SEC of delayed 10-Q filing for period ending 2011-04-30. Substantive filing landed 2011-06-20 (accession 0001144204-11-036567), 6 days after the 2011-06-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · May 2, 2011 | Form NT 10-K filed 2011-05-02 (accession 0001144204-11-025488) notified the SEC of delayed 10-K filing for period ending 2011-01-31. Substantive filing landed 2011-05-16 (accession 0001144204-11-029382), 15 days after the 2011-05-01 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Jun 11, 2010 | Form NT 10-Q filed 2010-06-11 (accession 0001144204-10-033042) notified the SEC of delayed 10-Q filing for period ending 2010-04-30. Substantive filing landed 2010-06-18 (accession 0001144204-10-034056), 4 days after the 2010-06-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · May 3, 2010 | Form NT 10-K filed 2010-05-03 (accession 0001144204-10-023835) notified the SEC of delayed 10-K filing for period ending 2010-01-31. Substantive filing landed 2010-05-14 (accession 0001144204-10-027620), 13 days after the 2010-05-01 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Dec 15, 2008 | Form NT 10-Q filed 2008-12-15 (accession 0001144204-08-069360) notified the SEC of delayed 10-Q filing for period ending 2008-10-31. Substantive filing landed 2008-12-22 (accession 0001144204-08-070465), 7 days after the 2008-12-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2008 | Form NT 10-Q filed 2008-05-15 (accession 0001016295-08-000069) notified the SEC of delayed 10-Q filing for period ending 2008-03-31. Substantive filing landed 2008-05-20 (accession 0001016295-08-000082), 5 days after the 2008-05-15 filing d… | view ↗ |
Related on ASTH
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.