ASTC Risk Flags
Consolidated view of every risk_flag row ASTChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Sep 30, 2014 | Form NT 10-K filed 2014-09-30 (accession 0001571049-14-004887) notified the SEC of delayed 10-K filing for period ending 2014-06-30. Substantive filing landed 2015-09-22 (accession 0001001907-15-000017), 359 days after the 2014-09-28 filing… | view ↗ |
| Late Filing | medium | NT 10-K · Oct 1, 2013 | Form NT 10-K filed 2013-10-01 (accession 0001515971-13-000441) notified the SEC of delayed 10-K filing for period ending 2013-06-30. Substantive filing landed 2013-10-15 (accession 0001515971-13-000465), 17 days after the 2013-09-28 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Sep 28, 2001 | Form NT 10-K filed 2001-09-28 (accession 0000928385-01-501909) notified the SEC of delayed 10-K filing for period ending 2001-06-30. Substantive filing landed 2001-10-15 (accession 0000928385-01-502094), 17 days after the 2001-09-28 filing … | view ↗ |
| Auditor Change | low | 10-K · Sep 20, 2024 | PCAOB-tagged auditor in 10-K filed 2024-09-20 (accession 0001437749-24-029650) was 'RBSM LLP' (PCAOB Firm ID: 587). Prior 10-K filed 2023-09-28 (accession 0001437749-23-027063) was 'ArmaninoLLP' (PCAOB Firm ID: 32). | view ↗ |
Related on ASTC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.