ASPS Risk Flags
Consolidated view of every risk_flag row ASPShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | low | 10-K · Mar 7, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-07 (accession 0001462418-24-000010) was 'RSM US LLP' (PCAOB Firm ID: 49). Prior 10-K filed 2023-03-30 (accession 0001462418-23-000024) was 'Mayer Hoffman McCann P.C.' (PCAOB Firm ID: 199). | view ↗ |
| Late Filing | low | NT 10-K · Feb 29, 2016 | Form NT 10-K filed 2016-02-29 (accession 0001628280-16-011977) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-03-15 (accession 0001628280-16-012704), 15 days before the 2016-03-30 filing… | view ↗ |
Related on ASPS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.