ASFT Risk Flags
Consolidated view of every risk_flag row ASFThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · May 16, 2019 | Form NT 10-Q filed 2019-05-16 (accession 0001144204-19-026860) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-10-11 (accession 0001144204-19-048115), 149 days after the 2019-05-15 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Apr 2, 2019 | Form NT 10-K filed 2019-04-02 (accession 0001144204-19-017677) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-07-23 (accession 0001144204-19-035544), 114 days after the 2019-03-31 filing… | view ↗ |
| Late Filing | high | NT 10-K · Apr 2, 2026 | Form NT 10-K filed 2026-04-02 (accession 0001477932-26-001951) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-27 (accession 0001477932-26-002564), 27 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001477932-25-002365) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-16 (accession 0001477932-25-002769), 16 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2021 | Form NT 10-K filed 2021-04-01 (accession 0001477932-21-001982) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-05-27 (accession 0001477932-21-003616), 57 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2019 | Form NT 10-Q filed 2019-11-15 (accession 0001104659-19-064553) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-12-04 (accession 0001104659-19-069870), 20 days after the 2019-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Aug 15, 2019 | Form NT 10-Q filed 2019-08-15 (accession 0001144204-19-040245) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-10-11 (accession 0001144204-19-048115), 58 days after the 2019-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 3, 2018 | Form NT 10-K filed 2018-04-03 (accession 0001144204-18-018925) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-17 (accession 0001144204-18-020968), 17 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2017 | Form NT 10-K filed 2017-03-31 (accession 0001144204-17-018000) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-18 (accession 0001144204-17-020889), 18 days after the 2017-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 17, 2025 | Form NT 10-Q filed 2025-11-17 (accession 0001477932-25-008367) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001477932-25-008471), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2024 | Form NT 10-Q filed 2024-11-15 (accession 0001477932-24-007267) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001477932-24-007450), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0001477932-24-004938) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-16 (accession 0001477932-24-004997), 2 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 17, 2024 | Form NT 10-Q filed 2024-05-17 (accession 0001477932-24-003078) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-21 (accession 0001477932-24-003191), 6 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 3, 2024 | Form NT 10-K filed 2024-04-03 (accession 0001477932-24-001795) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-11 (accession 0001477932-24-001977), 12 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001477932-23-008512) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001477932-23-008648), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001477932-23-006183) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-21 (accession 0001477932-23-006338), 7 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001477932-23-003664) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-22 (accession 0001477932-23-003842), 7 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 3, 2023 | Form NT 10-K filed 2023-04-03 (accession 0001477932-23-002164) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-18 (accession 0001477932-23-002714), 18 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2018 | Form NT 10-Q filed 2018-11-15 (accession 0001144204-18-060293) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-20 (accession 0001144204-18-060849), 6 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2018 | Form NT 10-Q filed 2018-08-15 (accession 0001144204-18-044860) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-20 (accession 0001144204-18-045617), 6 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2018 | Form NT 10-Q filed 2018-05-16 (accession 0001144204-18-029121) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-05-17 (accession 0001144204-18-029404), 2 days after the 2018-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2017 | Form NT 10-Q filed 2017-11-15 (accession 0001144204-17-059293) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-16 (accession 0001144204-17-059574), 2 days after the 2017-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 17, 2017 | Form NT 10-Q filed 2017-08-17 (accession 0001144204-17-043769) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-21 (accession 0001144204-17-044325), 7 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 8, 2016 | Form NT 10-Q filed 2016-11-08 (accession 0001144204-16-132482) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-11-21 (accession 0001144204-16-135539), 7 days after the 2016-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 17, 2016 | Form NT 10-Q filed 2016-05-17 (accession 0001144204-16-102821) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. Substantive filing landed 2016-06-03 (accession 0001144204-16-106745), 19 days after the 2016-05-15 filing … | view ↗ |
| Auditor Change | low | 10-K · Apr 27, 2026 | PCAOB-tagged auditor in 10-K filed 2026-04-27 (accession 0001477932-26-002564) was 'MICHAEL GILLESPIE & ASSOCIATES, PLLC' (PCAOB Firm ID: 5041). Prior 10-K filed 2025-04-16 (accession 0001477932-25-002769) was 'MICHAEL GILLESPIE & ASSOCIATE… | view ↗ |
| Auditor Change | low | 10-K · Apr 16, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-16 (accession 0001477932-25-002769) was 'MICHAEL GILLESPIE & ASSOCIATES, PLLC' (PCAOB Firm ID: 6108). Prior 10-K filed 2024-04-11 (accession 0001477932-24-001977) was 'BF Borgers CPA PC' (PCAOB Fir… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2021 | Form NT 10-Q filed 2021-11-15 (accession 0001477932-21-008413) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-17 (accession 0001477932-21-008492), 3 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2016 | Form NT 10-Q filed 2016-08-16 (accession 0001144204-16-119744) notified the SEC of delayed 10-Q filing for period ending 2016-06-30. Substantive filing landed 2016-08-22 (accession 0001144204-16-120604), 8 days after the 2016-08-14 filing d… | view ↗ |
Related on ASFT
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.