ASAIY Risk Flags
Consolidated view of every risk_flag row ASAIYhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25 · Dec 30, 2024 | Form 25 filed 2024-12-30 (accession 0001292814-24-004685) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Delisting | low | 15F-12B · Jan 12, 2026 | Form 15F-12B filed 2026-01-12 (accession 0001292814-26-000076) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exc… | view ↗ |
| Auditor Change | low | 20-F · Apr 1, 2025 | PCAOB-tagged auditor in 20-F filed 2025-04-01 (accession 0001213900-25-026526) was 'DELOITTE TOUCHE TOHMATSU' (PCAOB Firm ID: 1045). Prior 20-F filed 2024-04-23 (accession 0001213900-24-035414) was 'ERNST & YOUNG' (PCAOB Firm ID: 1448). | view ↗ |
Related on ASAIY
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.