ARRT Risk Flags
Consolidated view of every risk_flag row ARRThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · May 15, 2020 | Form NT 10-Q filed 2020-05-15 (accession 0001477932-20-002784) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-07-13 (accession 0001477932-20-003899), 59 days after the 2020-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 13, 2019 | Form NT 10-Q filed 2019-11-13 (accession 0001477932-19-006412) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-12-03 (accession 0001477932-19-006908), 19 days after the 2019-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Oct 1, 2019 | Form NT 10-K filed 2019-10-01 (accession 0001477932-19-005642) notified the SEC of delayed 10-K filing for period ending 2019-06-30. Substantive filing landed 2019-10-22 (accession 0001477932-19-005989), 24 days after the 2019-09-28 filing … | view ↗ |
| Late Filing | high | NT 10-K · Sep 30, 2014 | Form NT 10-K filed 2014-09-30 (accession 0001477932-14-005203) notified the SEC of delayed 10-K filing for period ending 2014-06-30. Substantive filing landed 2014-10-14 (accession 0001477932-14-005375), 16 days after the 2014-09-28 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Sep 30, 2025 | Form NT 10-K filed 2025-09-30 (accession 0001477932-25-007212) notified the SEC of delayed 10-K filing for period ending 2025-06-30. Substantive filing landed 2025-10-02 (accession 0001477932-25-007310), 4 days after the 2025-09-28 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2025 | Form NT 10-Q filed 2025-05-16 (accession 0001477932-25-003888) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-20 (accession 0001477932-25-004034), 5 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 14, 2025 | Form NT 10-Q filed 2025-02-14 (accession 0001477932-25-001026) notified the SEC of delayed 10-Q filing for period ending 2024-12-31. Substantive filing landed 2025-02-19 (accession 0001477932-25-001135), 5 days after the 2025-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 15, 2024 | Form NT 10-Q filed 2024-02-15 (accession 0001477932-24-000745) notified the SEC of delayed 10-Q filing for period ending 2023-12-31. Substantive filing landed 2024-02-20 (accession 0001477932-24-000828), 6 days after the 2024-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001477932-23-008504) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-21 (accession 0001477932-23-008711), 7 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Sep 28, 2023 | Form NT 10-K filed 2023-09-28 (accession 0001477932-23-007152) notified the SEC of delayed 10-K filing for period ending 2023-06-30. Substantive filing landed 2023-10-12 (accession 0001477932-23-007594), 14 days after the 2023-09-28 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 15, 2023 | Form NT 10-Q filed 2023-02-15 (accession 0001477932-23-001070) notified the SEC of delayed 10-Q filing for period ending 2022-12-31. Substantive filing landed 2023-02-21 (accession 0001477932-23-001147), 7 days after the 2023-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2022 | Form NT 10-Q filed 2022-11-14 (accession 0001477932-22-008520) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001477932-22-008790), 7 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Sep 28, 2022 | Form NT 10-K filed 2022-09-28 (accession 0001477932-22-007288) notified the SEC of delayed 10-K filing for period ending 2022-06-30. Substantive filing landed 2022-09-30 (accession 0001477932-22-007358), 2 days after the 2022-09-28 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 15, 2022 | Form NT 10-Q filed 2022-02-15 (accession 0001477932-22-000860) notified the SEC of delayed 10-Q filing for period ending 2021-12-31. Substantive filing landed 2022-02-22 (accession 0001477932-22-000969), 8 days after the 2022-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2021 | Form NT 10-Q filed 2021-11-15 (accession 0001477932-21-008277) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-17 (accession 0001477932-21-008489), 3 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Sep 29, 2021 | Form NT 10-K filed 2021-09-29 (accession 0001477932-21-006869) notified the SEC of delayed 10-K filing for period ending 2021-06-30. Substantive filing landed 2021-09-29 (accession 0001477932-21-006871), 1 days after the 2021-09-28 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 14, 2020 | Form NT 10-Q filed 2020-02-14 (accession 0001477932-20-000651) notified the SEC of delayed 10-Q filing for period ending 2019-12-31. Substantive filing landed 2020-02-18 (accession 0001477932-20-000755), 4 days after the 2020-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2019 | Form NT 10-Q filed 2019-05-16 (accession 0001477932-19-002867) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-20 (accession 0001477932-19-003003), 5 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Oct 1, 2018 | Form NT 10-K filed 2018-10-01 (accession 0001477932-18-004686) notified the SEC of delayed 10-K filing for period ending 2018-06-30. Substantive filing landed 2018-10-11 (accession 0001477932-18-004816), 13 days after the 2018-09-28 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2018 | Form NT 10-Q filed 2018-05-14 (accession 0001477932-18-002404) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-05-18 (accession 0001477932-18-002582), 3 days after the 2018-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 15, 2018 | Form NT 10-Q filed 2018-02-15 (accession 0001477932-18-000886) notified the SEC of delayed 10-Q filing for period ending 2017-12-31. Substantive filing landed 2018-02-21 (accession 0001477932-18-000974), 7 days after the 2018-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2017 | Form NT 10-Q filed 2017-11-15 (accession 0001477932-17-005631) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-15 (accession 0001477932-17-005639), 1 days after the 2017-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Sep 26, 2017 | Form NT 10-K filed 2017-09-26 (accession 0001477932-17-004734) notified the SEC of delayed 10-K filing for period ending 2017-06-30. Substantive filing landed 2017-10-16 (accession 0001477932-17-005086), 18 days after the 2017-09-28 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2014 | Form NT 10-Q filed 2014-11-14 (accession 0001477932-14-006295) notified the SEC of delayed 10-Q filing for period ending 2014-09-30. Substantive filing landed 2014-11-24 (accession 0001477932-14-006671), 10 days after the 2014-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2014 | Form NT 10-Q filed 2014-05-16 (accession 0001477932-14-002714) notified the SEC of delayed 10-Q filing for period ending 2014-03-31. Substantive filing landed 2014-05-20 (accession 0001477932-14-002815), 5 days after the 2014-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2013 | Form NT 10-Q filed 2013-11-14 (accession 0001477932-13-005536) notified the SEC of delayed 10-Q filing for period ending 2013-09-30. Substantive filing landed 2013-11-19 (accession 0001477932-13-005758), 5 days after the 2013-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Sep 30, 2013 | Form NT 10-K filed 2013-09-30 (accession 0001477932-13-004394) notified the SEC of delayed 10-K filing for period ending 2013-06-30. Substantive filing landed 2013-10-15 (accession 0001477932-13-004682), 17 days after the 2013-09-28 filing … | view ↗ |
| Auditor Change | low | 10-K · Oct 2, 2025 | PCAOB-tagged auditor in 10-K filed 2025-10-02 (accession 0001477932-25-007310) was 'Aloba, Awomolo & Partners' (PCAOB Firm ID: 7275). Prior 10-K/A filed 2025-04-07 (accession 0001477932-25-002506) was 'Fruci & Associates II, PLLC' (PCAOB Fi… | view ↗ |
| Auditor Change | low | 10-K/A · Apr 7, 2025 | PCAOB-tagged auditor in 10-K/A filed 2025-04-07 (accession 0001477932-25-002506) was 'Fruci & Associates II, PLLC' (PCAOB Firm ID: 5525). Prior 10-K filed 2023-10-12 (accession 0001477932-23-007594) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2017 | Form NT 10-Q filed 2017-05-15 (accession 0001477932-17-002285) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-22 (accession 0001477932-17-002468), 7 days after the 2017-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2013 | Form NT 10-Q filed 2013-05-16 (accession 0001477932-13-002545) notified the SEC of delayed 10-Q filing for period ending 2013-03-31. Substantive filing landed 2013-05-20 (accession 0001477932-13-002664), 5 days after the 2013-05-15 filing d… | view ↗ |
Related on ARRT
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.