AREN Risk Flags
Consolidated view of every risk_flag row ARENhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 1, 2008 | Form NT 10-K filed 2008-04-01 (accession 0001144204-08-019745) notified the SEC of delayed 10-K filing for period ending 2007-12-31. Substantive filing landed 2009-03-30 (accession 0001000096-09-000103), 365 days after the 2008-03-30 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2007 | Form NT 10-Q filed 2007-11-14 (accession 0001144204-07-061807) notified the SEC of delayed 10-Q filing for period ending 2007-09-30. Substantive filing landed 2008-05-20 (accession 0000950136-08-002711), 188 days after the 2007-11-14 filing… | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2007 | Form NT 10-K filed 2007-03-30 (accession 0001000096-07-000128) notified the SEC of delayed 10-K filing for period ending 2006-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 17, 2005 | Form NT 10-Q filed 2005-05-17 (accession 0001000096-05-000353) notified the SEC of delayed 10-Q filing for period ending 2005-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2005 | Form NT 10-K filed 2005-04-01 (accession 0001000096-05-000215) notified the SEC of delayed 10-K filing for period ending 2004-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 18, 2004 | Form NT 10-Q filed 2004-05-18 (accession 0001000096-04-000286) notified the SEC of delayed 10-Q filing for period ending 2004-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2004 | Form NT 10-K filed 2004-03-31 (accession 0001000096-04-000135) notified the SEC of delayed 10-K filing for period ending 2003-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2001 | Form NT 10-Q filed 2001-05-15 (accession 0000894871-01-500009) notified the SEC of delayed 10-Q filing for period ending 2001-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 29, 2001 | Form NT 10-K filed 2001-03-29 (accession 0000894871-01-500008) notified the SEC of delayed 10-K filing for period ending 2000-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2018 | Form NT 10-Q filed 2018-08-14 (accession 0001144204-18-044470) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-09-28 (accession 0001144204-18-051596), 45 days after the 2018-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2018 | Form NT 10-Q filed 2018-05-14 (accession 0001144204-18-028280) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-06-27 (accession 0001144204-18-036123), 43 days after the 2018-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 27, 2018 | Form NT 10-K filed 2018-03-27 (accession 0001144204-18-017034) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-05-15 (accession 0001144204-18-028826), 45 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2017 | Form NT 10-K filed 2017-03-31 (accession 0001144204-17-017975) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-05-10 (accession 0001144204-17-026149), 40 days after the 2017-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Apr 15, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-15 (accession 0001641172-25-004921) was 'Marcum LLP' (PCAOB Firm ID: 185). Prior 10-K/A filed 2024-04-29 (accession 0001493152-24-016961) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001641172-25-001713) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001641172-25-004921), 15 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001493152-24-032175) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-19 (accession 0001493152-24-032945), 5 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001493152-24-019875) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-17 (accession 0001493152-24-020484), 2 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 8, 2023 | Form NT 10-Q filed 2023-11-08 (accession 0001493152-23-039833) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-14 (accession 0001493152-23-041192), 0 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 8, 2023 | Form NT 10-Q filed 2023-08-08 (accession 0001493152-23-027202) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-14 (accession 0001493152-23-028509), 0 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 16, 2023 | Form NT 10-K filed 2023-03-16 (accession 0001493152-23-007908) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-03-31 (accession 0001493152-23-009914), 0 days after the 2023-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001493152-22-008639) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-01 (accession 0001493152-22-008641), 1 days after the 2022-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2021 | Form NT 10-K filed 2021-03-30 (accession 0001493152-21-007234) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-09 (accession 0001493152-21-008388), 9 days after the 2021-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2017 | Form NT 10-Q filed 2017-05-16 (accession 0001144204-17-027827) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-22 (accession 0001144204-17-028926), 7 days after the 2017-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2012 | Form NT 10-Q filed 2012-08-15 (accession 0001144204-12-046310) notified the SEC of delayed 10-Q filing for period ending 2012-06-30. Substantive filing landed 2012-08-15 (accession 0001144204-12-046317), 1 days after the 2012-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2008 | Form NT 10-Q filed 2008-08-14 (accession 0001144204-08-046580) notified the SEC of delayed 10-Q filing for period ending 2008-06-30. Substantive filing landed 2008-08-19 (accession 0001000096-08-000257), 5 days after the 2008-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2008 | Form NT 10-Q filed 2008-05-15 (accession 0000950136-08-002636) notified the SEC of delayed 10-Q filing for period ending 2008-03-31. Substantive filing landed 2008-05-20 (accession 0000950136-08-002711), 5 days after the 2008-05-15 filing d… | view ↗ |
Related on AREN
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.