AREC Risk Flags
Consolidated view of every risk_flag row AREChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001477932-26-001841) notified the SEC of delayed 10-K filing for period ending 2025-12-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Auditor Change | medium | 10-K/A · Oct 24, 2025 | PCAOB-tagged auditor in 10-K/A filed 2025-10-24 (accession 0001477932-25-007744) was 'GBQ Partners LLC' (PCAOB Firm ID: 1808). Prior 10-K filed 2024-04-15 (accession 0001477932-24-002122) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5041). | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001477932-25-002225) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-05-19 (accession 0001477932-25-003940), 49 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001477932-24-001700) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-15 (accession 0001477932-24-002122), 16 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-K · May 13, 2020 | Form NT 10-K filed 2020-05-13 (accession 0001654954-20-005382) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-05-29 (accession 0001477932-20-003124), 60 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 29, 2018 | Form NT 10-K filed 2018-03-29 (accession 0001654954-18-003361) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-23 (accession 0001477932-18-001976), 23 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001477932-25-005928) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001477932-25-006048), 5 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001477932-25-003838) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-28 (accession 0001477932-25-004218), 13 days after the 2025-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001477932-24-007211) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001477932-24-007457), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001477932-24-004848) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-19 (accession 0001477932-24-005119), 5 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001477932-24-002979) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001477932-24-003175), 5 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2019 | Form NT 10-Q filed 2019-11-14 (accession 0001654954-19-012983) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-18 (accession 0001477932-19-006633), 4 days after the 2019-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2019 | Form NT 10-Q filed 2019-05-15 (accession 0001654954-19-006137) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-16 (accession 0001477932-19-002889), 1 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2019 | Form NT 10-K filed 2019-04-01 (accession 0001654954-19-003842) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-03 (accession 0001477932-19-001438), 3 days after the 2019-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Dec 21, 2016 | Form NT 10-K filed 2016-12-21 (accession 0001590715-16-000129) notified the SEC of delayed 10-K filing for period ending 2016-09-30. Substantive filing landed 2017-01-13 (accession 0001590715-17-000006), 15 days after the 2016-12-29 filing … | view ↗ |
Related on AREC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.