AQMS Risk Flags
Consolidated view of every risk_flag row AQMShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Mar 28, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-28 (accession 0001437749-24-009870) was 'FORVIS, LLP' (PCAOB Firm ID: 686). Prior 10-K filed 2023-03-09 (accession 0001437749-23-005964) was 'ArmaninoLLP' (PCAOB Firm ID: 32). | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2016 | Form NT 10-Q filed 2016-05-17 (accession 0001615774-16-005495) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. Substantive filing landed 2016-05-19 (accession 0001615774-16-005519), 4 days after the 2016-05-15 filing d… | view ↗ |
Related on AQMS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.