ANNA Risk Flags
Consolidated view of every risk_flag row ANNAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | high | 15-12G · Dec 13, 2024 | Form 15-12G (deregistration) filed 2024-12-13 (accession 0001213900-24-108961). Paired with Form 25-NSE (delisting notice) filed 2024-12-13 (accession 0001354457-24-000938) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · Dec 13, 2024 | Form 25-NSE (delisting notice) filed 2024-12-13 (accession 0001354457-24-000938). Paired with Form 15-12G (deregistration) filed 2024-12-13 (accession 0001213900-24-108961) within the 12-month going-dark window. | view ↗ |
| Auditor Change | medium | 10-K · Mar 31, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-31 (accession 0001213900-25-026222) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). Prior 10-K/A filed 2024-07-26 (accession 0001013762-24-001580) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2023 | Form NT 10-Q filed 2023-08-14 (accession 0001193125-23-212307) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-09-12 (accession 0001193125-23-233581), 29 days after the 2023-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001193125-23-088023) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-21 (accession 0001193125-23-110542), 21 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0001213900-24-069710) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-29 (accession 0001213900-24-073913), 15 days after the 2024-08-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001193125-24-139433) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001193125-24-142919), 5 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001193125-23-277099) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-22 (accession 0001193125-23-281655), 8 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001193125-23-144450) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-18 (accession 0001193125-23-147308), 3 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2022 | Form NT 10-Q filed 2022-08-15 (accession 0001193125-22-221372) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-22 (accession 0001193125-22-226529), 8 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2022 | Form NT 10-Q filed 2022-05-17 (accession 0001193125-22-152065) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-19 (accession 0001193125-22-154238), 4 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001193125-22-092148) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-08 (accession 0001193125-22-100441), 8 days after the 2022-03-31 filing d… | view ↗ |
Related on ANNA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.